ORDER
G.N. Bajpai, Chairman
1. Background
1.1 M/s. Swadha Securities Limited ( hereinafter referred to as ” the said broker ” ), is a member of the Calcutta Stock Exchange ( hereinafter referred to as “CSE” ) and is registered with the Securities and Exchange Board of India ( hereinafter referred to as “SEBI” ) vide Registration No.INB031141238.
1.2 The shares of Offshore Finvest Limited ( hereinafter referred to as “OFL” ) were listed on CSE. There was a major spurt in price and volumes traded at the CSE during the period July and October, 2001 ( hereinafter referred to as ” the said period ” ) in the scrip of OFL. An investigation was conducted by SEBI and it was observed that :
i) Between July,2001 and October,2001, the price of the scrip OFL at CSE shot up from Rs.15.70 during settlement no.2002117 to Rs.50.95 in settlement no.2002121. The price increased to Rs.70.50 in settlement no.2002127 along with increase in volumes also. The total volume of Offshore Finvest Ltd. traded at CSE between settlement nos.2002115 and 2002129 was 15,49,400 shares. Out of this 14,44,400 shares, constituting 93.22% of the volumes were traded through three members, including the said broker.
ii) Investigations revealed that the said broker had traded in 10,64,400 shares of Offshore Finvest Ltd. between settlement no.2002123 and No.2002129 constituting 68.67% of the total volumes. It was further revealed that the entire volumes of transactions were executed by way of matching transactions by which the order quantity, price and time were matched with both buying and selling clients of the said broker. These cross deals were executed through the same terminal.
2. Enquiry proceedings :
2.1 On the basis of the above investigation, vide order dated 17th July,2003, SEBI appointed an Enquiry Officer to enquire into the irregularities / contraventions alleged to have been committed by the said broker while dealing in the scrip of OFL and for possible violations of the provisions of the SEBI ( Stock Brokers and Sub-Brokers) Rules and Regulations,1992 ( hereinafter referred to as ” the said Regulations ” ) and the SEBI ( Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market ) Regulations, 1995 ( hereinafter referred to as ” the PFUTP Regulations ” ).
2.2 The Enquiry Officer, after conducting the enquiry as per the procedure prescribed under the Securities and Exchange Board of India ( Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty ) Regulations,2002 ( hereinafter referred to as ” the said Enquiry Regulations ” ) submitted a report dated 21st July, 2004 and recommended that a major penalty of suspension of certificate of registration for a period of six months against the said broker.
3. Show Cause Notice and Hearing :
3.1 A show cause notice dated 30th July,2004 was issued to the said broker along with a copy of the enquiry report, in terms of regulation 13(2) of the said Enquiry Regulations advising the said broker to show cause as to why appropriate penalty including the penalty as recommended by the Enquiry Officer should not be imposed on it.
3.2 The said broker in response to the said show cause notice dated 30th July,2004 submitted its reply vide letter dated 31st August,2004 wherein, inter alia, the broker submitted the following :-
-that it has no role whatsoever in the increase of the price of Offshore Finvest Ltd. from Rs.15.70 to 70.40.
-that it did not execute any trades when the price increase was maximum ( from Rs.15.70 to Rs.50.95).
-that the price increase during the period of 32 working days ( 27th August,2001 to 12th October,2001 ) when the broker traded was from Rs.52/- to Rs.70.40. The average price increase per working day during that 32 working days is negligible ( 58 paisa ).
-that it obtained `Know Your Client’ forms and `Member-Client’ agreement and allotted a unique code to each client before executing any trade. The broker also stated all the trades were done in the respective codes of clients only and none of the trades were done in `Self Code’.
-that in case of transactions where buyers and sellers were its clients, delivery has been made to all the buyers of securities and deliveries were received from all the sellers of the securities through the broker’s pool / beneficiary account.
-that since there was transfer of beneficial ownership for all trades done by the clients, it is baseless to charge it on the ground that purchase or sale of securities was done with an intention of not to effect transfer of beneficial ownership.
3.3 In the interest of natural justice, an opportunity of 8thhearing was granted to the said broker on November,2004. Mr.Naresh Kumar Jalan, Director of Swadha Securities Pvt.Ltd. appeared before me and reiterated his written submissions. The said broker denied that they ever influenced the market price of the shares through their trading mechanism and denied manipulation in the price of the scrip by them.
4. Consideration of Issues and Findings :
4.1 I have considered the facts of the case, the findings of the Enquiry Officer contained in the Report dated 21st July,2004, the show cause notice, the replies and the submissions of the said member during the hearing and other material on record. My findings are as under:-
I observe that between July,2001 and October,2001, the said broker along with other brokers of CSE generated maximum volumes in the scrip of OFL. In all, 15,49,400 shares of OFL were traded at CSE during the said period and the said broker had transacted 10,64,400 shares between Settlement Number 20002123 to 2002129 constituting 68.67% of the volumes at CSE. I observe that the entire volumes of transactions were executed by way of matching transactions by which the order quantity, price and time were matched with both buying and selling client belonging to the said broker. Those cross deals were executed through the same terminal. The details of such transactions by the said broker are as under :
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OrderNo Qty Price BuyOrSell TradeDate Trade time MemberName
——————————————————————————
Settlement no2002123 (27/8/2001 – 31/8/2001)
——————————————————————————
31606526 1000 52 B 27/08/2001 3:15:03 PM SSPL
31606524 1000 52 S 27/08/2001 3:15:03 PM SSPL
31606524 1000 52 S 27/08/2001 3:15:03 PM SSPL
31606526 1000 52 B 27/08/2001 3:15:03 PM SSPL
31606526 1000 52 B 27/08/2001 3:15:03 PM SSPL
31606524 1000 52 S 27/08/2001 3:15:03 PM SSPL
31606526 1000 52 B 27/08/2001 3:15:03 PM SSPL
31606524 1000 52 S 27/08/2001 3:15:03 PM SSPL
31606524 1000 52 S 27/08/2001 3:15:03 PM SSPL
31606526 1000 52 B 27/08/2001 3:15:03 PM SSPL
31606530 1200 56 B 27/08/2001 3:16:35 PM SSPL
31606528 1200 56 S 27/08/2001 3:16:35 PM SSPL
31606530 1200 56 B 27/08/2001 3:16:35 PM SSPL
31606528 1200 56 S 27/08/2001 3:16:35 PM SSPL
31606528 1200 56 S 27/08/2001 3:16:35 PM SSPL
31606530 1200 56 B 27/08/2001 3:16:35 PM SSPL
31606530 1200 56 B 27/08/2001 3:16:35 PM SSPL
31606528 1200 56 S 27/08/2001 3:16:35 PM SSPL
31606530 200 56 B 27/08/2001 3:16:35 PM SSPL
31606528 200 56 S 27/08/2001 3:16:35 PM SSPL
31606538 1000 60.8 S 27/08/2001 3:19:24 PM SSPL
31606540 1000 60.8 B 27/08/2001 3:19:24 PM SSPL
31606541 300 60.8 B 27/08/2001 3:19:32 PM SSPL
31606538 300 60.8 S 27/08/2001 3:19:32 PM SSPL
31606541 700 60.8 B 27/08/2001 3:19:32 PM SSPL
31606538 700 60.8 S 27/08/2001 3:19:32 PM SSPL
31606538 600 60.8 S 27/08/2001 3:19:54 PM SSPL
31606542 600 60.8 B 27/08/2001 3:19:54 PM SSPL
31606542 400 60.8 B 27/08/2001 3:19:54 PM SSPL
31606538 400 60.8 S 27/08/2001 3:19:54 PM SSPL
31606544 900 60.8 B 27/08/2001 3:20:07 PM SSPL
31606538 900 60.8 S 27/08/2001 3:20:07 PM SSPL
31606538 100 60.8 S 27/08/2001 3:20:07 PM SSPL
31606544 100 60.8 B 27/08/2001 3:20:07 PM SSPL
31606545 1000 60.8 B 27/08/2001 3:20:45 PM SSPL
31606538 1000 60.8 S 27/08/2001 3:20:45 PM SSPL
61434231 500 64.4 B 28/08/2001 12:22:21 PM SSPL
61434229 500 64.4 S 28/08/2001 12:22:21 PM SSPL
61434229 500 64.4 S 28/08/2001 12:22:21 PM SSPL
61434231 500 64.4 B 28/08/2001 12:22:21 PM SSPL
61434231 500 64.4 B 28/08/2001 12:22:21 PM SSPL
61434229 500 64.4 S 28/08/2001 12:22:21 PM SSPL
61434231 500 64.4 B 28/08/2001 12:22:21 PM SSPL
61434229 500 64.4 S 28/08/2001 12:22:21 PM SSPL
61434232 500 64.4 S 28/08/2001 12:22:57 PM SSPL
61434233 500 64.4 B 28/08/2001 12:22:57 PM SSPL
61434233 500 64.4 B 28/08/2001 12:22:57 PM SSPL
61434232 500 64.4 S 28/08/2001 12:22:57 PM SSPL
61434233 500 64.4 B 28/08/2001 12:22:57 PM SSPL
61434232 500 64.4 S 28/08/2001 12:22:57 PM SSPL
61434232 500 64.4 S 28/08/2001 12:22:57 PM SSPL
61434233 500 64.4 B 28/08/2001 12:22:57 PM SSPL
61434235 500 64.4 B 28/08/2001 12:23:35 PM SSPL
61434234 500 64.4 S 28/08/2001 12:23:35 PM SSPL
61434235 500 64.4 B 28/08/2001 12:23:35 PM SSPL
61434234 500 64.4 S 28/08/2001 12:23:35 PM SSPL
61434234 500 64.4 S 28/08/2001 12:23:35 PM SSPL
61434235 500 64.4 B 28/08/2001 12:23:35 PM SSPL
61434235 500 64.4 B 28/08/2001 12:23:35 PM SSPL
61434234 500 64.4 S 28/08/2001 12:23:35 PM SSPL
151422501 500 69.2 B 29/08/2001 12:36:30 PM SSPL
151422503 500 69.2 S 29/08/2001 12:36:30 PM SSPL
151422501 500 69.2 B 29/08/2001 12:36:30 PM SSPL
151422503 500 69.2 S 29/08/2001 12:36:30 PM SSPL
151422503 500 69.2 S 29/08/2001 12:36:30 PM SSPL
151422501 500 69.2 B 29/08/2001 12:36:30 PM SSPL
151422501 500 69.2 B 29/08/2001 12:36:30 PM SSPL
151422503 500 69.2 S 29/08/2001 12:36:30 PM SSPL
151422501 500 69.2 B 29/08/2001 12:36:30 PM SSPL
151422503 500 69.2 S 29/08/2001 12:36:30 PM SSPL
151422505 500 69.2 S 29/08/2001 12:37:23 PM SSPL
151422504 500 69.2 B 29/08/2001 12:37:23 PM SSPL
151422504 500 69.2 B 29/08/2001 12:37:23 PM SSPL
151422505 500 69.2 S 29/08/2001 12:37:23 PM SSPL
151422504 500 69.2 B 29/08/2001 12:37:23 PM SSPL
151422505 500 69.2 S 29/08/2001 12:37:23 PM SSPL
151422505 500 69.2 S 29/08/2001 12:37:23 PM SSPL
151422504 500 69.2 B 29/08/2001 12:37:23 PM SSPL
151422504 500 69.2 B 29/08/2001 12:37:23 PM SSPL
151422505 500 69.2 S 29/08/2001 12:37:23 PM SSPL
151422508 500 69.3 B 29/08/2001 12:38:30 PM SSPL
151422511 500 69.3 S 29/08/2001 12:38:30 PM SSPL
151422511 500 69.3 S 29/08/2001 12:38:30 PM SSPL
151422508 500 69.3 B 29/08/2001 12:38:30 PM SSPL
151422508 500 69.3 B 29/08/2001 12:38:30 PM SSPL
151422511 500 69.3 S 29/08/2001 12:38:30 PM SSPL
151422508 500 69.3 B 29/08/2001 12:38:30 PM SSPL
151422511 500 69.3 S 29/08/2001 12:38:30 PM SSPL
151422511 500 69.3 S 29/08/2001 12:38:30 PM SSPL
151422508 500 69.3 B 29/08/2001 12:38:30 PM SSPL
151422513 500 69.3 B 29/08/2001 12:40:22 PM SSPL
151422515 500 69.3 S 29/08/2001 12:40:22 PM SSPL
151422513 500 69.3 B 29/08/2001 12:40:22 PM SSPL
151422515 500 69.3 S 29/08/2001 12:40:22 PM SSPL
151422515 500 69.3 S 29/08/2001 12:40:22 PM SSPL
151422513 500 69.3 B 29/08/2001 12:40:22 PM SSPL
151422513 500 69.3 B 29/08/2001 12:40:22 PM SSPL
151422515 500 69.3 S 29/08/2001 12:40:22 PM SSPL
151422513 500 69.3 B 29/08/2001 12:40:22 PM SSPL
151422515 500 69.3 S 29/08/2001 12:40:22 PM SSPL
151422526 1000 69.1 S 29/08/2001 12:45:18 PM SSPL
151422523 1000 69.1 B 29/08/2001 12:45:18 PM SSPL
151422523 1000 69.1 B 29/08/2001 12:45:18 PM SSPL
151422526 1000 69.1 S 29/08/2001 12:45:18 PM SSPL
151422523 1000 69.1 B 29/08/2001 12:45:18 PM SSPL
151422526 1000 69.1 S 29/08/2001 12:45:18 PM SSPL
151422526 1000 69.1 S 29/08/2001 12:45:18 PM SSPL
151422523 1000 69.1 B 29/08/2001 12:45:18 PM SSPL
151422523 1000 69.1 B 29/08/2001 12:45:18 PM SSPL
151422526 1000 69.1 S 29/08/2001 12:45:18 PM SSPL
151422527 1000 69.1 B 29/08/2001 12:46:05 PM SSPL
151422528 1000 69.1 S 29/08/2001 12:46:05 PM SSPL
151422528 1000 69.1 S 29/08/2001 12:46:05 PM SSPL
151422527 1000 69.1 B 29/08/2001 12:46:05 PM SSPL
151422527 1000 69.1 B 29/08/2001 12:46:05 PM SSPL
151422528 1000 69.1 S 29/08/2001 12:46:05 PM SSPL
151422527 1000 69.1 B 29/08/2001 12:46:05 PM SSPL
151422528 1000 69.1 S 29/08/2001 12:46:05 PM SSPL
151422528 1000 69.1 S 29/08/2001 12:46:05 PM SSPL
151422527 1000 69.1 B 29/08/2001 12:46:05 PM SSPL
151422536 1000 69.3 B 29/08/2001 12:48:08 PM SSPL
151422537 1000 69.3 S 29/08/2001 12:48:08 PM SSPL
151422536 1000 69.3 B 29/08/2001 12:48:08 PM SSPL
151422537 1000 69.3 S 29/08/2001 12:48:08 PM SSPL
151422537 1000 69.3 S 29/08/2001 12:48:08 PM SSPL
151422536 1000 69.3 B 29/08/2001 12:48:08 PM SSPL
151422536 1000 69.3 B 29/08/2001 12:48:08 PM SSPL
151422537 1000 69.3 S 29/08/2001 12:48:08 PM SSPL
151422536 1000 69.3 B 29/08/2001 12:48:08 PM SSPL
151422537 1000 69.3 S 29/08/2001 12:48:08 PM SSPL
151422539 1000 69.3 S 29/08/2001 12:48:43 PM SSPL
151422538 1000 69.3 B 29/08/2001 12:48:43 PM SSPL
151422538 1000 69.3 B 29/08/2001 12:48:43 PM SSPL
151422539 1000 69.3 S 29/08/2001 12:48:43 PM SSPL
151422538 1000 69.3 B 29/08/2001 12:48:43 PM SSPL
151422539 1000 69.3 S 29/08/2001 12:48:43 PM SSPL
151422539 1000 69.3 S 29/08/2001 12:48:43 PM SSPL
151422538 1000 69.3 B 29/08/2001 12:48:43 PM SSPL
151422538 1000 69.3 B 29/08/2001 12:48:43 PM SSPL
151422539 1000 69.3 S 29/08/2001 12:48:43 PM SSPL
151422542 1000 69.4 B 29/08/2001 12:49:36 PM SSPL
151422543 1000 69.4 S 29/08/2001 12:49:36 PM SSPL
151422543 1000 69.4 S 29/08/2001 12:49:36 PM SSPL
151422542 1000 69.4 B 29/08/2001 12:49:36 PM SSPL
151422542 1000 69.4 B 29/08/2001 12:49:36 PM SSPL
151422543 1000 69.4 S 29/08/2001 12:49:36 PM SSPL
151422542 1000 69.4 B 29/08/2001 12:49:36 PM SSPL
151422543 1000 69.4 S 29/08/2001 12:49:36 PM SSPL
151422543 1000 69.4 S 29/08/2001 12:49:36 PM SSPL
151422542 1000 69.4 B 29/08/2001 12:49:36 PM SSPL
151422545 1000 69.4 B 29/08/2001 12:50:15 PM SSPL
151422546 1000 69.4 S 29/08/2001 12:50:15 PM SSPL
151422545 1000 69.4 B 29/08/2001 12:50:15 PM SSPL
151422546 1000 69.4 S 29/08/2001 12:50:15 PM SSPL
151422546 1000 69.4 S 29/08/2001 12:50:15 PM SSPL
151422545 1000 69.4 B 29/08/2001 12:50:15 PM SSPL
151422545 1000 69.4 B 29/08/2001 12:50:15 PM SSPL
151422546 1000 69.4 S 29/08/2001 12:50:15 PM SSPL
151422545 1000 69.4 B 29/08/2001 12:50:15 PM SSPL
151422546 1000 69.4 S 29/08/2001 12:50:15 PM SSPL
121105188 500 69.1 S 30/08/2001 12:19:10 PM SSPL
121105189 500 69.1 B 30/08/2001 12:19:10 PM SSPL
121105189 200 69.1 B 30/08/2001 12:19:10 PM SSPL
121105188 200 69.1 S 30/08/2001 12:19:10 PM SSPL
121105189 300 69.1 B 30/08/2001 12:19:10 PM SSPL
121105188 300 69.1 S 30/08/2001 12:19:10 PM SSPL
121105188 400 69.1 S 30/08/2001 12:19:10 PM SSPL
121105189 400 69.1 B 30/08/2001 12:19:10 PM SSPL
121105189 100 69.1 B 30/08/2001 12:19:10 PM SSPL
121105188 100 69.1 S 30/08/2001 12:19:10 PM SSPL
121105189 500 69.1 B 30/08/2001 12:19:10 PM SSPL
121105188 500 69.1 S 30/08/2001 12:19:10 PM SSPL
121105188 100 69.1 S 30/08/2001 12:19:10 PM SSPL
121105189 100 69.1 B 30/08/2001 12:19:10 PM SSPL
121105189 400 69.1 B 30/08/2001 12:19:10 PM SSPL
121105188 400 69.1 S 30/08/2001 12:19:10 PM SSPL
121105191 500 69.1 B 30/08/2001 12:20:26 PM SSPL
121105190 500 69.1 S 30/08/2001 12:20:26 PM SSPL
121105190 200 69.1 S 30/08/2001 12:20:26 PM SSPL
121105191 200 69.1 B 30/08/2001 12:20:26 PM SSPL
121105191 300 69.1 B 30/08/2001 12:20:26 PM SSPL
121105190 300 69.1 S 30/08/2001 12:20:26 PM SSPL
121105191 400 69.1 B 30/08/2001 12:20:26 PM SSPL
121105190 400 69.1 S 30/08/2001 12:20:26 PM SSPL
121105190 100 69.1 S 30/08/2001 12:20:26 PM SSPL
121105191 100 69.1 B 30/08/2001 12:20:26 PM SSPL
121105191 500 69.1 B 30/08/2001 12:20:26 PM SSPL
121105190 500 69.1 S 30/08/2001 12:20:26 PM SSPL
121105191 100 69.1 B 30/08/2001 12:20:26 PM SSPL
121105190 100 69.1 S 30/08/2001 12:20:26 PM SSPL
121105190 400 69.1 S 30/08/2001 12:20:26 PM SSPL
121105191 400 69.1 B 30/08/2001 12:20:26 PM SSPL
121105193 600 69.1 B 30/08/2001 12:21:13 PM SSPL
121105192 600 69.1 S 30/08/2001 12:21:13 PM SSPL
121105193 100 69.1 B 30/08/2001 12:21:13 PM SSPL
121105192 100 69.1 S 30/08/2001 12:21:13 PM SSPL
121105192 500 69.1 S 30/08/2001 12:21:13 PM SSPL
121105193 500 69.1 B 30/08/2001 12:21:13 PM SSPL
121105193 200 69.1 B 30/08/2001 12:21:13 PM SSPL
121105192 200 69.1 S 30/08/2001 12:21:13 PM SSPL
121105193 400 69.1 B 30/08/2001 12:21:13 PM SSPL
121105192 400 69.1 S 30/08/2001 12:21:13 PM SSPL
121105192 300 69.1 S 30/08/2001 12:21:13 PM SSPL
121105193 300 69.1 B 30/08/2001 12:21:13 PM SSPL
121105193 300 69.1 B 30/08/2001 12:21:13 PM SSPL
121105192 300 69.1 S 30/08/2001 12:21:13 PM SSPL
121105193 100 69.1 B 30/08/2001 12:21:13 PM SSPL
121105192 100 69.1 S 30/08/2001 12:21:13 PM SSPL
121105194 900 69.1 S 30/08/2001 12:22:08 PM SSPL
121105195 900 69.1 B 30/08/2001 12:22:08 PM SSPL
121105195 900 69.1 B 30/08/2001 12:22:08 PM SSPL
121105194 900 69.1 S 30/08/2001 12:22:08 PM SSPL
121105195 700 69.1 B 30/08/2001 12:22:08 PM SSPL
121105194 700 69.1 S 30/08/2001 12:22:08 PM SSPL
121105197 500 69.2 S 30/08/2001 12:22:55 PM SSPL
121105199 500 69.2 B 30/08/2001 12:22:55 PM SSPL
121105199 300 69.2 B 30/08/2001 12:22:55 PM SSPL
121105197 300 69.2 S 30/08/2001 12:22:55 PM SSPL
121105199 200 69.2 B 30/08/2001 12:22:55 PM SSPL
121105197 200 69.2 S 30/08/2001 12:22:55 PM SSPL
121105197 500 69.2 S 30/08/2001 12:22:55 PM SSPL
121105199 500 69.2 B 30/08/2001 12:22:55 PM SSPL
121105199 100 69.2 B 30/08/2001 12:22:55 PM SSPL
121105197 100 69.2 S 30/08/2001 12:22:55 PM SSPL
121105199 400 69.2 B 30/08/2001 12:22:55 PM SSPL
121105197 400 69.2 S 30/08/2001 12:22:55 PM SSPL
121105197 400 69.2 S 30/08/2001 12:22:55 PM SSPL
121105199 400 69.2 B 30/08/2001 12:22:55 PM SSPL
121105199 100 69.2 B 30/08/2001 12:22:55 PM SSPL
121105197 100 69.2 S 30/08/2001 12:22:55 PM SSPL
121105205 500 69.2 B 30/08/2001 12:23:50 PM SSPL
121105202 500 69.2 S 30/08/2001 12:23:50 PM SSPL
121105206 500 69.2 S 30/08/2001 12:24:50 PM SSPL
121105207 500 69.2 B 30/08/2001 12:24:50 PM SSPL
121105207 300 69.2 B 30/08/2001 12:24:50 PM SSPL
121105206 300 69.2 S 30/08/2001 12:24:50 PM SSPL
121105207 200 69.2 B 30/08/2001 12:24:50 PM SSPL
121105206 200 69.2 S 30/08/2001 12:24:50 PM SSPL
121105206 500 69.2 S 30/08/2001 12:24:50 PM SSPL
121105207 500 69.2 B 30/08/2001 12:24:50 PM SSPL
121105207 100 69.2 B 30/08/2001 12:24:50 PM SSPL
121105206 100 69.2 S 30/08/2001 12:24:50 PM SSPL
121105207 400 69.2 B 30/08/2001 12:24:50 PM SSPL
121105206 400 69.2 S 30/08/2001 12:24:50 PM SSPL
121105206 400 69.2 S 30/08/2001 12:24:50 PM SSPL
121105207 400 69.2 B 30/08/2001 12:24:50 PM SSPL
121105207 100 69.2 B 30/08/2001 12:24:50 PM SSPL
121105206 100 69.2 S 30/08/2001 12:24:50 PM SSPL
121105209 600 69.2 B 30/08/2001 12:25:43 PM SSPL
121105208 600 69.2 S 30/08/2001 12:25:43 PM SSPL
121105208 200 69.2 S 30/08/2001 12:25:43 PM SSPL
121105209 200 69.2 B 30/08/2001 12:25:43 PM SSPL
121105209 400 69.2 B 30/08/2001 12:25:43 PM SSPL
121105208 400 69.2 S 30/08/2001 12:25:43 PM SSPL
121105209 400 69.2 B 30/08/2001 12:25:43 PM SSPL
121105208 400 69.2 S 30/08/2001 12:25:43 PM SSPL
121105208 200 69.2 S 30/08/2001 12:25:43 PM SSPL
121105209 200 69.2 B 30/08/2001 12:25:43 PM SSPL
121105209 600 69.2 B 30/08/2001 12:25:43 PM SSPL
121105208 600 69.2 S 30/08/2001 12:25:43 PM SSPL
121105209 100 69.2 B 30/08/2001 12:25:43 PM SSPL
121105208 100 69.2 S 30/08/2001 12:25:43 PM SSPL
121105211 500 69.2 S 30/08/2001 12:27:14 PM SSPL
121105212 500 69.2 B 30/08/2001 12:27:14 PM SSPL
121105212 200 69.2 B 30/08/2001 12:27:14 PM SSPL
121105211 200 69.2 S 30/08/2001 12:27:14 PM SSPL
121105212 300 69.2 B 30/08/2001 12:27:14 PM SSPL
121105211 300 69.2 S 30/08/2001 12:27:14 PM SSPL
121105211 400 69.2 S 30/08/2001 12:27:14 PM SSPL
121105212 400 69.2 B 30/08/2001 12:27:14 PM SSPL
121105212 100 69.2 B 30/08/2001 12:27:14 PM SSPL
121105211 100 69.2 S 30/08/2001 12:27:14 PM SSPL
121105212 500 69.2 B 30/08/2001 12:27:14 PM SSPL
121105211 500 69.2 S 30/08/2001 12:27:14 PM SSPL
121105211 100 69.2 S 30/08/2001 12:27:14 PM SSPL
121105212 100 69.2 B 30/08/2001 12:27:14 PM SSPL
121105212 400 69.2 B 30/08/2001 12:27:14 PM SSPL
121105211 400 69.2 S 30/08/2001 12:27:14 PM SSPL
121105215 600 69.2 B 30/08/2001 12:28:17 PM SSPL
121105214 600 69.2 S 30/08/2001 12:28:17 PM SSPL
121105214 100 69.2 S 30/08/2001 12:28:17 PM SSPL
121105215 100 69.2 B 30/08/2001 12:28:17 PM SSPL
121105215 500 69.2 B 30/08/2001 12:28:17 PM SSPL
121105214 500 69.2 S 30/08/2001 12:28:17 PM SSPL
121105215 200 69.2 B 30/08/2001 12:28:17 PM SSPL
121105214 200 69.2 S 30/08/2001 12:28:17 PM SSPL
121105214 400 69.2 S 30/08/2001 12:28:17 PM SSPL
121105215 400 69.2 B 30/08/2001 12:28:17 PM SSPL
121105215 300 69.2 B 30/08/2001 12:28:17 PM SSPL
121105214 300 69.2 S 30/08/2001 12:28:17 PM SSPL
121105215 300 69.2 B 30/08/2001 12:28:17 PM SSPL
121105214 300 69.2 S 30/08/2001 12:28:17 PM SSPL
121105214 100 69.2 S 30/08/2001 12:28:17 PM SSPL
121105215 100 69.2 B 30/08/2001 12:28:17 PM SSPL
121105220 600 69.3 B 30/08/2001 12:29:34 PM SSPL
121105219 600 69.3 S 30/08/2001 12:29:34 PM SSPL
121105220 100 69.3 B 30/08/2001 12:29:34 PM SSPL
121105219 100 69.3 S 30/08/2001 12:29:34 PM SSPL
121105219 500 69.3 S 30/08/2001 12:29:34 PM SSPL
121105220 500 69.3 B 30/08/2001 12:29:34 PM SSPL
121105220 200 69.3 B 30/08/2001 12:29:34 PM SSPL
121105219 200 69.3 S 30/08/2001 12:29:34 PM SSPL
121105220 400 69.3 B 30/08/2001 12:29:34 PM SSPL
121105219 400 69.3 S 30/08/2001 12:29:34 PM SSPL
121105219 300 69.3 S 30/08/2001 12:29:34 PM SSPL
121105220 300 69.3 B 30/08/2001 12:29:34 PM SSPL
121105220 300 69.3 B 30/08/2001 12:29:34 PM SSPL
121105219 300 69.3 S 30/08/2001 12:29:34 PM SSPL
121105220 400 69.3 B 30/08/2001 12:29:34 PM SSPL
121105219 400 69.3 S 30/08/2001 12:29:34 PM SSPL
121105219 200 69.3 S 30/08/2001 12:29:34 PM SSPL
121105220 200 69.3 B 30/08/2001 12:29:34 PM SSPL
121105223 500 69.3 B 30/08/2001 12:31:18 PM SSPL
121105222 500 69.3 S 30/08/2001 12:31:18 PM SSPL
121105223 500 69.3 B 30/08/2001 12:31:18 PM SSPL
121105222 500 69.3 S 30/08/2001 12:31:18 PM SSPL
121105222 500 69.3 S 30/08/2001 12:31:18 PM SSPL
121105223 500 69.3 B 30/08/2001 12:31:18 PM SSPL
121105223 500 69.3 B 30/08/2001 12:31:18 PM SSPL
121105222 500 69.3 S 30/08/2001 12:31:18 PM SSPL
121105225 600 69.3 B 30/08/2001 12:32:21 PM SSPL
121105224 600 69.3 S 30/08/2001 12:32:21 PM SSPL
121105224 600 69.3 S 30/08/2001 12:32:21 PM SSPL
121105225 600 69.3 B 30/08/2001 12:32:21 PM SSPL
121105225 600 69.3 B 30/08/2001 12:32:21 PM SSPL
121105224 600 69.3 S 30/08/2001 12:32:21 PM SSPL
121105225 600 69.3 B 30/08/2001 12:32:21 PM SSPL
121105224 600 69.3 S 30/08/2001 12:32:21 PM SSPL
121105224 600 69.3 S 30/08/2001 12:32:21 PM SSPL
121105225 600 69.3 B 30/08/2001 12:32:21 PM SSPL
121105226 600 69.3 B 30/08/2001 12:32:40 PM SSPL
121105224 600 69.3 S 30/08/2001 12:32:40 PM SSPL
121105226 200 69.3 B 30/08/2001 12:32:40 PM SSPL
121105224 200 69.3 S 30/08/2001 12:32:40 PM SSPL
121105224 800 69.3 S 30/08/2001 12:32:40 PM SSPL
121105226 800 69.3 B 30/08/2001 12:32:40 PM SSPL
121105226 200 69.3 B 30/08/2001 12:32:40 PM SSPL
121105224 200 69.3 S 30/08/2001 12:32:40 PM SSPL
121105226 600 69.3 B 30/08/2001 12:32:40 PM SSPL
121105224 600 69.3 S 30/08/2001 12:32:40 PM SSPL
121105224 600 69.3 S 30/08/2001 12:32:40 PM SSPL
121105226 600 69.3 B 30/08/2001 12:32:40 PM SSPL
121105229 700 70 B 30/08/2001 12:33:36 PM SSPL
121105228 700 70 S 30/08/2001 12:33:36 PM SSPL
121105229 400 70 B 30/08/2001 12:33:36 PM SSPL
121105228 400 70 S 30/08/2001 12:33:36 PM SSPL
121105228 300 70 S 30/08/2001 12:33:36 PM SSPL
121105229 300 70 B 30/08/2001 12:33:36 PM SSPL
121105229 700 70 B 30/08/2001 12:33:36 PM SSPL
121105228 700 70 S 30/08/2001 12:33:36 PM SSPL
121105229 100 70 B 30/08/2001 12:33:36 PM SSPL
121105228 100 70 S 30/08/2001 12:33:36 PM SSPL
121105228 300 70 S 30/08/2001 12:33:36 PM SSPL
121105229 300 70 B 30/08/2001 12:33:36 PM SSPL
121105230 600 70 B 30/08/2001 12:33:52 PM SSPL
121105228 600 70 S 30/08/2001 12:33:52 PM SSPL
121105230 200 70 B 30/08/2001 12:33:52 PM SSPL
121105228 200 70 S 30/08/2001 12:33:52 PM SSPL
121105228 400 70 S 30/08/2001 12:33:52 PM SSPL
121105230 400 70 B 30/08/2001 12:33:52 PM SSPL
121105230 600 70 B 30/08/2001 12:33:52 PM SSPL
121105228 600 70 S 30/08/2001 12:33:52 PM SSPL
121105230 100 70 B 30/08/2001 12:33:52 PM SSPL
121105228 100 70 S 30/08/2001 12:33:52 PM SSPL
121105228 500 70 S 30/08/2001 12:33:52 PM SSPL
121105230 500 70 B 30/08/2001 12:33:52 PM SSPL
121105230 100 70 B 30/08/2001 12:33:52 PM SSPL
121105228 100 70 S 30/08/2001 12:33:52 PM SSPL
151424980 500 69.5 B 31/08/2001 12:43:36 PM SSPL
151424979 500 69.5 S 31/08/2001 12:43:36 PM SSPL
151424980 200 69.5 B 31/08/2001 12:43:36 PM SSPL
151424979 200 69.5 S 31/08/2001 12:43:36 PM SSPL
151424979 300 69.5 S 31/08/2001 12:43:36 PM SSPL
151424980 300 69.5 B 31/08/2001 12:43:36 PM SSPL
151424980 400 69.5 B 31/08/2001 12:43:36 PM SSPL
151424979 400 69.5 S 31/08/2001 12:43:36 PM SSPL
151424980 100 69.5 B 31/08/2001 12:43:36 PM SSPL
151424979 100 69.5 S 31/08/2001 12:43:36 PM SSPL
151424979 500 69.5 S 31/08/2001 12:43:36 PM SSPL
151424980 500 69.5 B 31/08/2001 12:43:36 PM SSPL
151424979 100 69.5 S 31/08/2001 12:43:36 PM SSPL
151424980 100 69.5 B 31/08/2001 12:43:36 PM SSPL
151424979 400 69.5 S 31/08/2001 12:43:36 PM SSPL
151424980 400 69.5 B 31/08/2001 12:43:36 PM SSPL
151424988 500 69.5 B 31/08/2001 12:47:28 PM SSPL
151424987 500 69.5 S 31/08/2001 12:47:28 PM SSPL
151424987 100 69.5 S 31/08/2001 12:47:28 PM SSPL
151424988 100 69.5 B 31/08/2001 12:47:28 PM SSPL
151424988 400 69.5 B 31/08/2001 12:47:28 PM SSPL
151424987 400 69.5 S 31/08/2001 12:47:28 PM SSPL
151424988 200 69.5 B 31/08/2001 12:47:28 PM SSPL
151424987 200 69.5 S 31/08/2001 12:47:28 PM SSPL
151424987 300 69.5 S 31/08/2001 12:47:28 PM SSPL
151424988 300 69.5 B 31/08/2001 12:47:28 PM SSPL
151424988 300 69.5 B 31/08/2001 12:47:28 PM SSPL
151424987 300 69.5 S 31/08/2001 12:47:28 PM SSPL
151424988 200 69.5 B 31/08/2001 12:47:28 PM SSPL
151424987 200 69.5 S 31/08/2001 12:47:28 PM SSPL
151424987 400 69.5 S 31/08/2001 12:47:28 PM SSPL
151424988 400 69.5 B 31/08/2001 12:47:28 PM SSPL
151424988 100 69.5 B 31/08/2001 12:47:28 PM SSPL
151424987 100 69.5 S 31/08/2001 12:47:28 PM SSPL
151424996 600 69.5 B 31/08/2001 12:48:22 PM SSPL
151424992 600 69.5 S 31/08/2001 12:48:22 PM SSPL
151424992 200 69.5 S 31/08/2001 12:48:22 PM SSPL
151424996 200 69.5 B 31/08/2001 12:48:22 PM SSPL
151424996 400 69.5 B 31/08/2001 12:48:22 PM SSPL
151424992 400 69.5 S 31/08/2001 12:48:22 PM SSPL
151424996 400 69.5 B 31/08/2001 12:48:22 PM SSPL
151424992 400 69.5 S 31/08/2001 12:48:22 PM SSPL
151424992 200 69.5 S 31/08/2001 12:48:22 PM SSPL
151424996 200 69.5 B 31/08/2001 12:48:22 PM SSPL
151424996 600 69.5 B 31/08/2001 12:48:22 PM SSPL
151424992 600 69.5 S 31/08/2001 12:48:22 PM SSPL
151424996 100 69.5 B 31/08/2001 12:48:22 PM SSPL
151424992 100 69.5 S 31/08/2001 12:48:22 PM SSPL
151424998 600 69.5 S 31/08/2001 12:49:14 PM SSPL
151424999 600 69.5 B 31/08/2001 12:49:14 PM SSPL
151424999 600 69.5 B 31/08/2001 12:49:14 PM SSPL
151424998 600 69.5 S 31/08/2001 12:49:14 PM SSPL
151424999 600 69.5 B 31/08/2001 12:49:14 PM SSPL
151424998 600 69.5 S 31/08/2001 12:49:14 PM SSPL
151424998 600 69.5 S 31/08/2001 12:49:14 PM SSPL
151424999 600 69.5 B 31/08/2001 12:49:14 PM SSPL
151424999 100 69.5 B 31/08/2001 12:49:14 PM SSPL
151424998 100 69.5 S 31/08/2001 12:49:14 PM SSPL
151425000 500 69.5 B 31/08/2001 12:49:32 PM SSPL
151424998 500 69.5 S 31/08/2001 12:49:32 PM SSPL
151424998 500 69.5 S 31/08/2001 12:49:32 PM SSPL
151425000 500 69.5 B 31/08/2001 12:49:32 PM SSPL
151425000 100 69.5 B 31/08/2001 12:49:32 PM SSPL
151424998 100 69.5 S 31/08/2001 12:49:32 PM SSPL
151424998 400 69.5 S 31/08/2001 12:49:32 PM SSPL
151425000 400 69.5 B 31/08/2001 12:49:32 PM SSPL
151425000 500 69.5 B 31/08/2001 12:49:32 PM SSPL
151424998 500 69.5 S 31/08/2001 12:49:32 PM SSPL
151425000 300 69.5 B 31/08/2001 12:49:32 PM SSPL
151424998 300 69.5 S 31/08/2001 12:49:32 PM SSPL
151424998 200 69.5 S 31/08/2001 12:49:32 PM SSPL
151425000 200 69.5 B 31/08/2001 12:49:32 PM SSPL
151425004 500 69.5 B 31/08/2001 12:50:17 PM SSPL
151425002 500 69.5 S 31/08/2001 12:50:17 PM SSPL
151425004 500 69.5 B 31/08/2001 12:50:17 PM SSPL
151425002 500 69.5 S 31/08/2001 12:50:17 PM SSPL
151425002 300 69.5 S 31/08/2001 12:50:17 PM SSPL
151425004 300 69.5 B 31/08/2001 12:50:17 PM SSPL
151425004 200 69.5 B 31/08/2001 12:50:17 PM SSPL
151425002 200 69.5 S 31/08/2001 12:50:17 PM SSPL
151425004 500 69.5 B 31/08/2001 12:50:17 PM SSPL
151425002 500 69.5 S 31/08/2001 12:50:17 PM SSPL
151425002 500 69.5 S 31/08/2001 12:50:17 PM SSPL
151425004 500 69.5 B 31/08/2001 12:50:17 PM SSPL
151425005 100 69.5 B 31/08/2001 12:50:26 PM SSPL
151425002 100 69.5 S 31/08/2001 12:50:26 PM SSPL
151425005 400 69.5 B 31/08/2001 12:50:26 PM SSPL
151425002 400 69.5 S 31/08/2001 12:50:26 PM SSPL
151425002 500 69.5 S 31/08/2001 12:50:26 PM SSPL
151425005 500 69.5 B 31/08/2001 12:50:26 PM SSPL
151425005 400 69.5 B 31/08/2001 12:50:26 PM SSPL
151425002 400 69.5 S 31/08/2001 12:50:26 PM SSPL
151425005 100 69.5 B 31/08/2001 12:50:26 PM SSPL
151425002 100 69.5 S 31/08/2001 12:50:26 PM SSPL
151425002 500 69.5 S 31/08/2001 12:50:26 PM SSPL
151425005 500 69.5 B 31/08/2001 12:50:26 PM SSPL
151425005 500 69.5 B 31/08/2001 12:50:26 PM SSPL
151425002 500 69.5 S 31/08/2001 12:50:26 PM SSPL
151425009 600 69.5 B 31/08/2001 12:54:03 PM SSPL
151425008 600 69.5 S 31/08/2001 12:54:03 PM SSPL
151425008 600 69.5 S 31/08/2001 12:54:03 PM SSPL
151425009 600 69.5 B 31/08/2001 12:54:03 PM SSPL
151425009 600 69.5 B 31/08/2001 12:54:03 PM SSPL
151425008 600 69.5 S 31/08/2001 12:54:03 PM SSPL
151425009 100 69.5 B 31/08/2001 12:54:03 PM SSPL
151425008 100 69.5 S 31/08/2001 12:54:03 PM SSPL
151425008 500 69.5 S 31/08/2001 12:54:03 PM SSPL
151425009 500 69.5 B 31/08/2001 12:54:03 PM SSPL
151425009 100 69.5 B 31/08/2001 12:54:03 PM SSPL
151425008 100 69.5 S 31/08/2001 12:54:03 PM SSPL
151425010 700 69.5 B 31/08/2001 12:54:13 PM SSPL
151425008 700 69.5 S 31/08/2001 12:54:13 PM SSPL
151425008 600 69.5 S 31/08/2001 12:54:13 PM SSPL
151425010 600 69.5 B 31/08/2001 12:54:13 PM SSPL
151425010 100 69.5 B 31/08/2001 12:54:13 PM SSPL
151425008 100 69.5 S 31/08/2001 12:54:13 PM SSPL
151425010 700 69.5 B 31/08/2001 12:54:13 PM SSPL
151425008 700 69.5 S 31/08/2001 12:54:13 PM SSPL
151425008 400 69.5 S 31/08/2001 12:54:13 PM SSPL
151425010 400 69.5 B 31/08/2001 12:54:13 PM SSPL
151425011 500 69.5 B 31/08/2001 12:54:27 PM SSPL
151425008 500 69.5 S 31/08/2001 12:54:27 PM SSPL
151425011 200 69.5 B 31/08/2001 12:54:27 PM SSPL
151425008 200 69.5 S 31/08/2001 12:54:27 PM SSPL
151425008 300 69.5 S 31/08/2001 12:54:27 PM SSPL
151425011 300 69.5 B 31/08/2001 12:54:27 PM SSPL
151425011 500 69.5 B 31/08/2001 12:54:27 PM SSPL
151425008 500 69.5 S 31/08/2001 12:54:27 PM SSPL
151425011 500 69.5 B 31/08/2001 12:54:27 PM SSPL
151425008 500 69.5 S 31/08/2001 12:54:27 PM SSPL
151425008 500 69.5 S 31/08/2001 12:54:27 PM SSPL
151425011 500 69.5 B 31/08/2001 12:54:27 PM SSPL
——————————————————————————
Settlement no 2002124 (3/9/2001 – 7/9/2001)
——————————————————————————
151425711 700 70 B 3/9/2001 11:33:27 AM SSPL
151425711 400 70 B 3/9/2001 11:33:27 AM SSPL
151425711 300 70 B 3/9/2001 11:33:27 AM SSPL
151425711 700 70 B 3/9/2001 11:33:27 AM SSPL
151425711 200 70 B 3/9/2001 11:33:27 AM SSPL
151425712 600 70 B 3/9/2001 11:34:30 AM SSPL
151425712 500 70 B 3/9/2001 11:34:30 AM SSPL
151425712 100 70 B 3/9/2001 11:34:30 AM SSPL
151425712 600 70 B 3/9/2001 11:34:30 AM SSPL
151425712 500 70 B 3/9/2001 11:34:30 AM SSPL
151425714 900 70 B 3/9/2001 11:34:48 AM SSPL
151425714 200 70 B 3/9/2001 11:34:48 AM SSPL
151425714 700 70 B 3/9/2001 11:34:48 AM SSPL
151425714 500 70 B 3/9/2001 11:34:48 AM SSPL
151425716 1100 70 B 3/9/2001 11:35:11 AM SSPL
151425716 1200 70 B 3/9/2001 11:35:11 AM SSPL
151425719 500 70 B 3/9/2001 11:35:32 AM SSPL
151425719 100 70 B 3/9/2001 11:35:32 AM SSPL
151425719 200 70 B 3/9/2001 11:35:32 AM SSPL
151425910 700 70.4 B 3/9/2001 12:41:20 PM SSPL
151425909 700 70.4 S 3/9/2001 12:41:20 PM SSPL
151425909 300 70.4 S 3/9/2001 12:41:20 PM SSPL
151425910 300 70.4 B 3/9/2001 12:41:20 PM SSPL
151425910 400 70.4 B 3/9/2001 12:41:20 PM SSPL
151425909 400 70.4 S 3/9/2001 12:41:20 PM SSPL
151425910 600 70.4 B 3/9/2001 12:41:20 PM SSPL
151425909 600 70.4 S 3/9/2001 12:41:20 PM SSPL
151425909 100 70.4 S 3/9/2001 12:41:20 PM SSPL
151425910 100 70.4 B 3/9/2001 12:41:20 PM SSPL
151425910 400 70.4 B 3/9/2001 12:41:20 PM SSPL
151425909 400 70.4 S 3/9/2001 12:41:20 PM SSPL
151425912 500 70.4 B 3/9/2001 12:41:30 PM SSPL
151425909 500 70.4 S 3/9/2001 12:41:30 PM SSPL
151425909 400 70.4 S 3/9/2001 12:41:30 PM SSPL
151425912 400 70.4 B 3/9/2001 12:41:30 PM SSPL
151425912 600 70.4 B 3/9/2001 12:41:30 PM SSPL
151425909 600 70.4 S 3/9/2001 12:41:30 PM SSPL
151425912 300 70.4 B 3/9/2001 12:41:30 PM SSPL
151425909 300 70.4 S 3/9/2001 12:41:30 PM SSPL
151425909 700 70.4 S 3/9/2001 12:41:30 PM SSPL
151425912 700 70.4 B 3/9/2001 12:41:30 PM SSPL
151426075 2000 70.4 B 3/9/2001 1:45:19 PM SSPL
151426074 2000 70.4 S 3/9/2001 1:45:19 PM SSPL
151426075 200 70.4 B 3/9/2001 1:45:19 PM SSPL
151426074 200 70.4 S 3/9/2001 1:45:19 PM SSPL
151426074 1800 70.4 S 3/9/2001 1:45:19 PM SSPL
151426075 1800 70.4 B 3/9/2001 1:45:19 PM SSPL
151426075 400 70.4 B 3/9/2001 1:45:19 PM SSPL
151426074 400 70.4 S 3/9/2001 1:45:19 PM SSPL
151426075 1600 70.4 B 3/9/2001 1:45:19 PM SSPL
151426074 1600 70.4 S 3/9/2001 1:45:19 PM SSPL
151426074 600 70.4 S 3/9/2001 1:45:19 PM SSPL
151426075 600 70.4 B 3/9/2001 1:45:19 PM SSPL
151426075 1400 70.4 B 3/9/2001 1:45:19 PM SSPL
151426074 1400 70.4 S 3/9/2001 1:45:19 PM SSPL
151426075 800 70.4 B 3/9/2001 1:45:19 PM SSPL
151426074 800 70.4 S 3/9/2001 1:45:19 PM SSPL
151426074 1200 70.4 S 3/9/2001 1:45:19 PM SSPL
151426075 1200 70.4 B 3/9/2001 1:45:19 PM SSPL
151426081 600 70.4 B 3/9/2001 1:46:16 PM SSPL
151426080 600 70.4 S 3/9/2001 1:46:16 PM SSPL
151426081 600 70.4 B 3/9/2001 1:46:16 PM SSPL
151426080 600 70.4 S 3/9/2001 1:46:16 PM SSPL
151426080 600 70.4 S 3/9/2001 1:46:16 PM SSPL
151426081 600 70.4 B 3/9/2001 1:46:16 PM SSPL
151426081 600 70.4 B 3/9/2001 1:46:16 PM SSPL
151426080 600 70.4 S 3/9/2001 1:46:16 PM SSPL
151426081 600 70.4 B 3/9/2001 1:46:16 PM SSPL
151426080 600 70.4 S 3/9/2001 1:46:16 PM SSPL
151426085 2000 70.4 S 3/9/2001 1:47:50 PM SSPL
151426087 2000 70.4 B 3/9/2001 1:47:50 PM SSPL
151426087 400 70.4 B 3/9/2001 1:47:50 PM SSPL
151426085 400 70.4 S 3/9/2001 1:47:50 PM SSPL
151426087 1600 70.4 B 3/9/2001 1:47:50 PM SSPL
151426085 1600 70.4 S 3/9/2001 1:47:50 PM SSPL
151426085 800 70.4 S 3/9/2001 1:47:50 PM SSPL
151426087 800 70.4 B 3/9/2001 1:47:50 PM SSPL
151426087 1200 70.4 B 3/9/2001 1:47:50 PM SSPL
151426085 1200 70.4 S 3/9/2001 1:47:50 PM SSPL
151426087 1200 70.4 B 3/9/2001 1:47:50 PM SSPL
151426085 1200 70.4 S 3/9/2001 1:47:50 PM SSPL
151426085 800 70.4 S 3/9/2001 1:47:50 PM SSPL
151426087 800 70.4 B 3/9/2001 1:47:50 PM SSPL
151426087 1600 70.4 B 3/9/2001 1:47:50 PM SSPL
151426085 1600 70.4 S 3/9/2001 1:47:50 PM SSPL
151426087 400 70.4 B 3/9/2001 1:47:50 PM SSPL
151426085 400 70.4 S 3/9/2001 1:47:50 PM SSPL
151426090 600 70.4 S 3/9/2001 1:48:32 PM SSPL
151426091 600 70.4 B 3/9/2001 1:48:32 PM SSPL
151426091 200 70.4 B 3/9/2001 1:48:32 PM SSPL
151426090 200 70.4 S 3/9/2001 1:48:32 PM SSPL
151426091 400 70.4 B 3/9/2001 1:48:32 PM SSPL
151426090 400 70.4 S 3/9/2001 1:48:32 PM SSPL
151426090 400 70.4 S 3/9/2001 1:48:32 PM SSPL
151426091 400 70.4 B 3/9/2001 1:48:32 PM SSPL
151426091 200 70.4 B 3/9/2001 1:48:32 PM SSPL
151426090 200 70.4 S 3/9/2001 1:48:32 PM SSPL
151426091 600 70.4 B 3/9/2001 1:48:32 PM SSPL
151426090 600 70.4 S 3/9/2001 1:48:32 PM SSPL
151426090 600 70.4 S 3/9/2001 1:48:32 PM SSPL
151426091 600 70.4 B 3/9/2001 1:48:32 PM SSPL
151427400 1300 70.2 B 4/9/2001 1:07:12 PM SSPL
151427399 1300 70.2 S 4/9/2001 1:07:12 PM SSPL
151427400 200 70.2 B 4/9/2001 1:07:12 PM SSPL
151427399 200 70.2 S 4/9/2001 1:07:12 PM SSPL
151427399 1100 70.2 S 4/9/2001 1:07:12 PM SSPL
151427400 1100 70.2 B 4/9/2001 1:07:12 PM SSPL
151427400 400 70.2 B 4/9/2001 1:07:12 PM SSPL
151427399 400 70.2 S 4/9/2001 1:07:12 PM SSPL
151427400 900 70.2 B 4/9/2001 1:07:12 PM SSPL
151427399 900 70.2 S 4/9/2001 1:07:12 PM SSPL
151427399 600 70.2 S 4/9/2001 1:07:12 PM SSPL
151427400 600 70.2 B 4/9/2001 1:07:12 PM SSPL
151427400 500 70.2 B 4/9/2001 1:07:12 PM SSPL
151427399 500 70.2 S 4/9/2001 1:07:12 PM SSPL
91362752 2100 70.3 B 5/9/2001 1:08:45 PM SSPL
91362750 2100 70.3 S 5/9/2001 1:08:45 PM SSPL
91362752 400 70.3 B 5/9/2001 1:08:45 PM SSPL
91362750 400 70.3 S 5/9/2001 1:08:45 PM SSPL
91362750 1700 70.3 S 5/9/2001 1:08:45 PM SSPL
91362752 1700 70.3 B 5/9/2001 1:08:45 PM SSPL
91362752 800 70.3 B 5/9/2001 1:08:45 PM SSPL
91362750 800 70.3 S 5/9/2001 1:08:45 PM SSPL
91362752 1300 70.3 B 5/9/2001 1:08:45 PM SSPL
91362750 1300 70.3 S 5/9/2001 1:08:45 PM SSPL
91362750 1200 70.3 S 5/9/2001 1:08:45 PM SSPL
91362752 1200 70.3 B 5/9/2001 1:08:45 PM SSPL
91362752 900 70.3 B 5/9/2001 1:08:45 PM SSPL
91362750 900 70.3 S 5/9/2001 1:08:45 PM SSPL
91362752 1600 70.3 B 5/9/2001 1:08:45 PM SSPL
91362750 1600 70.3 S 5/9/2001 1:08:45 PM SSPL
91362759 2200 70.2 S 5/9/2001 1:09:34 PM SSPL
91362760 2200 70.2 B 5/9/2001 1:09:34 PM SSPL
91362760 300 70.2 B 5/9/2001 1:09:34 PM SSPL
91362759 300 70.2 S 5/9/2001 1:09:34 PM SSPL
91362760 1900 70.2 B 5/9/2001 1:09:34 PM SSPL
91362759 1900 70.2 S 5/9/2001 1:09:34 PM SSPL
91362759 600 70.2 S 5/9/2001 1:09:34 PM SSPL
91362760 600 70.2 B 5/9/2001 1:09:34 PM SSPL
91362760 1600 70.2 B 5/9/2001 1:09:34 PM SSPL
91362759 1600 70.2 S 5/9/2001 1:09:34 PM SSPL
91362760 900 70.2 B 5/9/2001 1:09:34 PM SSPL
91362759 900 70.2 S 5/9/2001 1:09:34 PM SSPL
91362759 1300 70.2 S 5/9/2001 1:09:34 PM SSPL
91362760 1300 70.2 B 5/9/2001 1:09:34 PM SSPL
91362760 1200 70.2 B 5/9/2001 1:09:34 PM SSPL
91362759 1200 70.2 S 5/9/2001 1:09:34 PM SSPL
91362767 2100 70.3 B 5/9/2001 1:10:28 PM SSPL
91362766 2100 70.3 S 5/9/2001 1:10:28 PM SSPL
91362766 300 70.3 S 5/9/2001 1:10:28 PM SSPL
91362767 300 70.3 B 5/9/2001 1:10:28 PM SSPL
91362767 1800 70.3 B 5/9/2001 1:10:28 PM SSPL
91362766 1800 70.3 S 5/9/2001 1:10:28 PM SSPL
91362767 600 70.3 B 5/9/2001 1:10:28 PM SSPL
91362766 600 70.3 S 5/9/2001 1:10:28 PM SSPL
91362766 1500 70.3 S 5/9/2001 1:10:28 PM SSPL
91362767 1500 70.3 B 5/9/2001 1:10:28 PM SSPL
91362767 900 70.3 B 5/9/2001 1:10:28 PM SSPL
91362766 900 70.3 S 5/9/2001 1:10:28 PM SSPL
91362767 1200 70.3 B 5/9/2001 1:10:28 PM SSPL
91362766 1200 70.3 S 5/9/2001 1:10:28 PM SSPL
91362766 1200 70.3 S 5/9/2001 1:10:28 PM SSPL
91362767 1200 70.3 B 5/9/2001 1:10:28 PM SSPL
91362767 400 70.3 B 5/9/2001 1:10:28 PM SSPL
91362766 400 70.3 S 5/9/2001 1:10:28 PM SSPL
91362916 900 70.2 B 5/9/2001 2:40:10 PM SSPL
91362915 900 70.2 S 5/9/2001 2:40:10 PM SSPL
91362915 200 70.2 S 5/9/2001 2:40:10 PM SSPL
91362916 200 70.2 B 5/9/2001 2:40:10 PM SSPL
91362916 700 70.2 B 5/9/2001 2:40:10 PM SSPL
91362915 700 70.2 S 5/9/2001 2:40:10 PM SSPL
91362916 400 70.2 B 5/9/2001 2:40:10 PM SSPL
91362915 400 70.2 S 5/9/2001 2:40:10 PM SSPL
91362915 500 70.2 S 5/9/2001 2:40:10 PM SSPL
91362916 500 70.2 B 5/9/2001 2:40:10 PM SSPL
91362916 600 70.2 B 5/9/2001 2:40:10 PM SSPL
91362915 600 70.2 S 5/9/2001 2:40:10 PM SSPL
91362916 300 70.2 B 5/9/2001 2:40:10 PM SSPL
91362915 300 70.2 S 5/9/2001 2:40:10 PM SSPL
91362915 400 70.2 S 5/9/2001 2:40:10 PM SSPL
91362916 400 70.2 B 5/9/2001 2:40:10 PM SSPL
91363424 800 70.2 B 6/9/2001 12:20:11 PM SSPL
91363421 800 70.2 S 6/9/2001 12:20:11 PM SSPL
91363421 800 70.2 S 6/9/2001 12:20:11 PM SSPL
91363424 800 70.2 B 6/9/2001 12:20:11 PM SSPL
91363424 500 70.2 B 6/9/2001 12:20:11 PM SSPL
91363421 500 70.2 S 6/9/2001 12:20:11 PM SSPL
91363424 300 70.2 B 6/9/2001 12:20:11 PM SSPL
91363421 300 70.2 S 6/9/2001 12:20:11 PM SSPL
91363421 100 70.2 S 6/9/2001 12:20:11 PM SSPL
91363424 100 70.2 B 6/9/2001 12:20:11 PM SSPL
91363425 700 70.2 B 6/9/2001 12:20:22 PM SSPL
91363421 700 70.2 S 6/9/2001 12:20:22 PM SSPL
91363425 700 70.2 B 6/9/2001 12:20:22 PM SSPL
91363421 700 70.2 S 6/9/2001 12:20:22 PM SSPL
91363421 300 70.2 S 6/9/2001 12:20:22 PM SSPL
91363425 300 70.2 B 6/9/2001 12:20:22 PM SSPL
91363425 400 70.2 B 6/9/2001 12:20:22 PM SSPL
91363421 400 70.2 S 6/9/2001 12:20:22 PM SSPL
91363425 400 70.2 B 6/9/2001 12:20:22 PM SSPL
91363421 400 70.2 S 6/9/2001 12:20:22 PM SSPL
91363421 500 70.2 S 6/9/2001 12:20:43 PM SSPL
91363426 500 70.2 B 6/9/2001 12:20:43 PM SSPL
91363426 500 70.2 B 6/9/2001 12:20:43 PM SSPL
91363421 500 70.2 S 6/9/2001 12:20:43 PM SSPL
91363426 300 70.2 B 6/9/2001 12:20:43 PM SSPL
91363421 300 70.2 S 6/9/2001 12:20:43 PM SSPL
91363421 200 70.2 S 6/9/2001 12:20:43 PM SSPL
91363426 200 70.2 B 6/9/2001 12:20:43 PM SSPL
91363426 500 70.2 B 6/9/2001 12:20:43 PM SSPL
91363421 500 70.2 S 6/9/2001 12:20:43 PM SSPL
91363426 500 70.2 B 6/9/2001 12:20:43 PM SSPL
91363421 500 70.2 S 6/9/2001 12:20:43 PM SSPL
91363421 900 70.2 S 6/9/2001 12:20:57 PM SSPL
91363427 900 70.2 B 6/9/2001 12:20:57 PM SSPL
91363427 900 70.2 B 6/9/2001 12:20:57 PM SSPL
91363421 900 70.2 S 6/9/2001 12:20:57 PM SSPL
91363427 700 70.2 B 6/9/2001 12:20:57 PM SSPL
91363421 700 70.2 S 6/9/2001 12:20:57 PM SSPL
91363430 2200 70.3 S 6/9/2001 12:22:10 PM SSPL
91363433 2200 70.3 B 6/9/2001 12:22:10 PM SSPL
91363433 300 70.3 B 6/9/2001 12:22:10 PM SSPL
91363432 300 70.3 S 6/9/2001 12:22:10 PM SSPL
91363433 2200 70.3 B 6/9/2001 12:22:10 PM SSPL
91363432 2200 70.3 S 6/9/2001 12:22:10 PM SSPL
91363430 300 70.3 S 6/9/2001 12:22:10 PM SSPL
91363433 300 70.3 B 6/9/2001 12:22:10 PM SSPL
91363433 1900 70.3 B 6/9/2001 12:22:10 PM SSPL
91363430 1900 70.3 S 6/9/2001 12:22:10 PM SSPL
91363433 600 70.3 B 6/9/2001 12:22:10 PM SSPL
91363432 600 70.3 S 6/9/2001 12:22:10 PM SSPL
91363432 1900 70.3 S 6/9/2001 12:22:10 PM SSPL
91363433 1900 70.3 B 6/9/2001 12:22:10 PM SSPL
91363433 600 70.3 B 6/9/2001 12:22:10 PM SSPL
91363430 600 70.3 S 6/9/2001 12:22:10 PM SSPL
91363434 1600 70.3 B 6/9/2001 12:22:24 PM SSPL
91363430 1600 70.3 S 6/9/2001 12:22:24 PM SSPL
91363432 700 70.3 S 6/9/2001 12:22:24 PM SSPL
91363434 700 70.3 B 6/9/2001 12:22:24 PM SSPL
91363434 1800 70.3 B 6/9/2001 12:22:24 PM SSPL
91363432 1800 70.3 S 6/9/2001 12:22:24 PM SSPL
91363434 500 70.3 B 6/9/2001 12:22:24 PM SSPL
91363430 500 70.3 S 6/9/2001 12:22:24 PM SSPL
91363430 1700 70.3 S 6/9/2001 12:22:24 PM SSPL
91363434 1700 70.3 B 6/9/2001 12:22:24 PM SSPL
91363434 600 70.3 B 6/9/2001 12:22:24 PM SSPL
91363432 600 70.3 S 6/9/2001 12:22:24 PM SSPL
91363434 1900 70.3 B 6/9/2001 12:22:24 PM SSPL
91363432 1900 70.3 S 6/9/2001 12:22:24 PM SSPL
91363430 400 70.3 S 6/9/2001 12:22:24 PM SSPL
91363434 400 70.3 B 6/9/2001 12:22:24 PM SSPL
91363434 800 70.3 B 6/9/2001 12:22:24 PM SSPL
91363430 800 70.3 S 6/9/2001 12:22:24 PM SSPL
91363439 2000 70.4 B 6/9/2001 12:23:33 PM SSPL
91363437 2000 70.4 S 6/9/2001 12:23:33 PM SSPL
91363437 400 70.4 S 6/9/2001 12:23:33 PM SSPL
91363439 400 70.4 B 6/9/2001 12:23:33 PM SSPL
91363439 1600 70.4 B 6/9/2001 12:23:33 PM SSPL
91363438 1600 70.4 S 6/9/2001 12:23:33 PM SSPL
91363439 900 70.4 B 6/9/2001 12:23:33 PM SSPL
91363438 900 70.4 S 6/9/2001 12:23:33 PM SSPL
91363437 1100 70.4 S 6/9/2001 12:23:33 PM SSPL
91363439 1100 70.4 B 6/9/2001 12:23:33 PM SSPL
91363439 1300 70.4 B 6/9/2001 12:23:33 PM SSPL
91363437 1300 70.4 S 6/9/2001 12:23:33 PM SSPL
91363439 700 70.4 B 6/9/2001 12:23:33 PM SSPL
91363438 700 70.4 S 6/9/2001 12:23:33 PM SSPL
91363438 1800 70.4 S 6/9/2001 12:23:33 PM SSPL
91363439 1800 70.4 B 6/9/2001 12:23:33 PM SSPL
91363439 200 70.4 B 6/9/2001 12:23:33 PM SSPL
91363437 200 70.4 S 6/9/2001 12:23:33 PM SSPL
91363441 2200 70.4 B 6/9/2001 12:23:52 PM SSPL
91363437 2200 70.4 S 6/9/2001 12:23:52 PM SSPL
91363438 100 70.4 S 6/9/2001 12:23:52 PM SSPL
91363441 100 70.4 B 6/9/2001 12:23:52 PM SSPL
91363441 2300 70.4 B 6/9/2001 12:23:52 PM SSPL
91363438 2300 70.4 S 6/9/2001 12:23:52 PM SSPL
91363441 100 70.4 B 6/9/2001 12:23:52 PM SSPL
91363438 100 70.4 S 6/9/2001 12:23:52 PM SSPL
91363437 2200 70.4 S 6/9/2001 12:23:52 PM SSPL
91363441 2200 70.4 B 6/9/2001 12:23:52 PM SSPL
91363441 200 70.4 B 6/9/2001 12:23:52 PM SSPL
91363437 200 70.4 S 6/9/2001 12:23:52 PM SSPL
91363441 2100 70.4 B 6/9/2001 12:23:52 PM SSPL
91363438 2100 70.4 S 6/9/2001 12:23:52 PM SSPL
91363438 400 70.4 S 6/9/2001 12:23:52 PM SSPL
91363441 400 70.4 B 6/9/2001 12:23:52 PM SSPL
91363441 400 70.4 B 6/9/2001 12:23:52 PM SSPL
91363437 400 70.4 S 6/9/2001 12:23:52 PM SSPL
91363445 1000 70.3 B 6/9/2001 12:24:46 PM SSPL
91363442 1000 70.3 S 6/9/2001 12:24:46 PM SSPL
91363442 200 70.3 S 6/9/2001 12:24:46 PM SSPL
91363445 200 70.3 B 6/9/2001 12:24:46 PM SSPL
91363445 800 70.3 B 6/9/2001 12:24:46 PM SSPL
91363442 800 70.3 S 6/9/2001 12:24:46 PM SSPL
91363445 400 70.3 B 6/9/2001 12:24:46 PM SSPL
91363442 400 70.3 S 6/9/2001 12:24:46 PM SSPL
91363442 600 70.3 S 6/9/2001 12:24:46 PM SSPL
91363445 600 70.3 B 6/9/2001 12:24:46 PM SSPL
91363445 600 70.3 B 6/9/2001 12:24:46 PM SSPL
91363442 600 70.3 S 6/9/2001 12:24:46 PM SSPL
91363445 400 70.3 B 6/9/2001 12:24:46 PM SSPL
91363442 400 70.3 S 6/9/2001 12:24:46 PM SSPL
91363442 800 70.3 S 6/9/2001 12:24:46 PM SSPL
91363445 800 70.3 B 6/9/2001 12:24:46 PM SSPL
91363445 200 70.3 B 6/9/2001 12:24:46 PM SSPL
91363442 200 70.3 S 6/9/2001 12:24:46 PM SSPL
91364328 1000 70.2 B 7/9/2001 12:36:27 PM SSPL
91364325 1000 70.2 S 7/9/2001 12:36:27 PM SSPL
91364325 1000 70.2 S 7/9/2001 12:36:27 PM SSPL
91364328 1000 70.2 B 7/9/2001 12:36:27 PM SSPL
91364328 500 70.2 B 7/9/2001 12:36:27 PM SSPL
91364325 500 70.2 S 7/9/2001 12:36:27 PM SSPL
91364328 500 70.2 B 7/9/2001 12:36:27 PM SSPL
91364325 500 70.2 S 7/9/2001 12:36:27 PM SSPL
91364325 1000 70.2 S 7/9/2001 12:36:27 PM SSPL
91364328 1000 70.2 B 7/9/2001 12:36:27 PM SSPL
91364328 1000 70.2 B 7/9/2001 12:36:27 PM SSPL
91364325 1000 70.2 S 7/9/2001 12:36:27 PM SSPL
91364335 1200 70.2 B 7/9/2001 12:37:28 PM SSPL
91364334 1200 70.2 S 7/9/2001 12:37:28 PM SSPL
91364334 1200 70.2 S 7/9/2001 12:37:28 PM SSPL
91364335 1200 70.2 B 7/9/2001 12:37:28 PM SSPL
91364335 1200 70.2 B 7/9/2001 12:37:28 PM SSPL
91364334 1200 70.2 S 7/9/2001 12:37:28 PM SSPL
91364335 1200 70.2 B 7/9/2001 12:37:28 PM SSPL
91364334 1200 70.2 S 7/9/2001 12:37:28 PM SSPL
91364334 200 70.2 S 7/9/2001 12:37:28 PM SSPL
91364335 200 70.2 B 7/9/2001 12:37:28 PM SSPL
91364342 1500 70.3 B 7/9/2001 12:38:36 PM SSPL
91364339 1500 70.3 S 7/9/2001 12:38:36 PM SSPL
91364342 600 70.3 B 7/9/2001 12:38:36 PM SSPL
91364339 600 70.3 S 7/9/2001 12:38:36 PM SSPL
91364339 900 70.3 S 7/9/2001 12:38:36 PM SSPL
91364342 900 70.3 B 7/9/2001 12:38:36 PM SSPL
91364342 1200 70.3 B 7/9/2001 12:38:36 PM SSPL
91364339 1200 70.3 S 7/9/2001 12:38:36 PM SSPL
91364342 300 70.3 B 7/9/2001 12:38:36 PM SSPL
91364339 300 70.3 S 7/9/2001 12:38:36 PM SSPL
91364339 500 70.3 S 7/9/2001 12:38:36 PM SSPL
91364342 500 70.3 B 7/9/2001 12:38:36 PM SSPL
——————————————————————————
Settlement No 2002125(10/9/2001 – 14/9/2001)
——————————————————————————
91365340 2000 70.2 B 10/9/2001 1:34:04 PM SSPL
91365339 2000 70.2 S 10/9/2001 1:34:04 PM SSPL
91365340 200 70.2 B 10/9/2001 1:34:04 PM SSPL
91365339 200 70.2 S 10/9/2001 1:34:04 PM SSPL
91365339 1800 70.2 S 10/9/2001 1:34:04 PM SSPL
91365340 1800 70.2 B 10/9/2001 1:34:04 PM SSPL
91365340 400 70.2 B 10/9/2001 1:34:04 PM SSPL
91365339 400 70.2 S 10/9/2001 1:34:04 PM SSPL
91365340 1600 70.2 B 10/9/2001 1:34:04 PM SSPL
91365339 1600 70.2 S 10/9/2001 1:34:04 PM SSPL
91365339 600 70.2 S 10/9/2001 1:34:04 PM SSPL
91365340 600 70.2 B 10/9/2001 1:34:04 PM SSPL
91365340 1400 70.2 B 10/9/2001 1:34:04 PM SSPL
91365339 1400 70.2 S 10/9/2001 1:34:04 PM SSPL
91365340 800 70.2 B 10/9/2001 1:34:04 PM SSPL
91365339 800 70.2 S 10/9/2001 1:34:04 PM SSPL
91365339 1200 70.2 S 10/9/2001 1:34:04 PM SSPL
91365340 1200 70.2 B 10/9/2001 1:34:04 PM SSPL
121113240 2000 70.1 S 12/9/2001 1:26:15 PM SSPL
121113242 2000 70.1 B 12/9/2001 1:26:15 PM SSPL
121113242 200 70.1 B 12/9/2001 1:26:15 PM SSPL
121113240 200 70.1 S 12/9/2001 1:26:15 PM SSPL
121113242 1800 70.1 B 12/9/2001 1:26:15 PM SSPL
121113240 1800 70.1 S 12/9/2001 1:26:15 PM SSPL
121113240 400 70.1 S 12/9/2001 1:26:15 PM SSPL
121113242 400 70.1 B 12/9/2001 1:26:15 PM SSPL
121113242 1600 70.1 B 12/9/2001 1:26:15 PM SSPL
121113240 1600 70.1 S 12/9/2001 1:26:15 PM SSPL
121113242 600 70.1 B 12/9/2001 1:26:15 PM SSPL
121113240 600 70.1 S 12/9/2001 1:26:15 PM SSPL
121113240 1400 70.1 S 12/9/2001 1:26:15 PM SSPL
121113242 1400 70.1 B 12/9/2001 1:26:15 PM SSPL
121113242 800 70.1 B 12/9/2001 1:26:15 PM SSPL
121113240 800 70.1 S 12/9/2001 1:26:15 PM SSPL
121113242 1200 70.1 B 12/9/2001 1:26:15 PM SSPL
121113240 1200 70.1 S 12/9/2001 1:26:15 PM SSPL
121113245 2100 70.2 S 12/9/2001 1:27:01 PM SSPL
121113249 2100 70.2 B 12/9/2001 1:27:01 PM SSPL
121113249 200 70.2 B 12/9/2001 1:27:01 PM SSPL
121113245 200 70.2 S 12/9/2001 1:27:01 PM SSPL
121113249 1900 70.2 B 12/9/2001 1:27:01 PM SSPL
121113245 1900 70.2 S 12/9/2001 1:27:01 PM SSPL
121113245 400 70.2 S 12/9/2001 1:27:01 PM SSPL
121113249 400 70.2 B 12/9/2001 1:27:01 PM SSPL
121113249 1700 70.2 B 12/9/2001 1:27:01 PM SSPL
121113245 1700 70.2 S 12/9/2001 1:27:01 PM SSPL
121113249 600 70.2 B 12/9/2001 1:27:01 PM SSPL
121113245 600 70.2 S 12/9/2001 1:27:01 PM SSPL
121113245 1500 70.2 S 12/9/2001 1:27:01 PM SSPL
121113249 1500 70.2 B 12/9/2001 1:27:01 PM SSPL
121113249 800 70.2 B 12/9/2001 1:27:01 PM SSPL
121113245 800 70.2 S 12/9/2001 1:27:01 PM SSPL
121113249 800 70.2 B 12/9/2001 1:27:01 PM SSPL
121113245 800 70.2 S 12/9/2001 1:27:01 PM SSPL
121113255 1000 70.4 S 12/9/2001 1:27:59 PM SSPL
121113257 1000 70.4 B 12/9/2001 1:27:59 PM SSPL
121113257 100 70.4 B 12/9/2001 1:27:59 PM SSPL
121113255 100 70.4 S 12/9/2001 1:27:59 PM SSPL
121113257 900 70.4 B 12/9/2001 1:27:59 PM SSPL
121113255 900 70.4 S 12/9/2001 1:27:59 PM SSPL
121113255 200 70.4 S 12/9/2001 1:27:59 PM SSPL
121113257 200 70.4 B 12/9/2001 1:27:59 PM SSPL
121113257 800 70.4 B 12/9/2001 1:27:59 PM SSPL
121113255 800 70.4 S 12/9/2001 1:27:59 PM SSPL
121113257 300 70.4 B 12/9/2001 1:27:59 PM SSPL
121113255 300 70.4 S 12/9/2001 1:27:59 PM SSPL
121113255 700 70.4 S 12/9/2001 1:27:59 PM SSPL
121113257 700 70.4 B 12/9/2001 1:27:59 PM SSPL
121113257 400 70.4 B 12/9/2001 1:27:59 PM SSPL
121113255 400 70.4 S 12/9/2001 1:27:59 PM SSPL
121113257 600 70.4 B 12/9/2001 1:27:59 PM SSPL
121113255 600 70.4 S 12/9/2001 1:27:59 PM SSPL
121113873 2000 70.2 B 13/09/2001 11:47:25 AM SSPL
121113873 2000 70.2 B 13/09/2001 11:47:25 AM SSPL
121113873 2000 70.2 B 13/09/2001 11:47:25 AM SSPL
121113873 2000 70.2 B 13/09/2001 11:47:25 AM SSPL
121113873 2000 70.2 B 13/09/2001 11:47:25 AM SSPL
121113906 2300 70.3 B 13/09/2001 12:03:46 PM SSPL
121113905 2300 70.3 S 13/09/2001 12:03:46 PM SSPL
121113905 400 70.3 S 13/09/2001 12:03:46 PM SSPL
121113906 400 70.3 B 13/09/2001 12:03:46 PM SSPL
121113906 1900 70.3 B 13/09/2001 12:03:46 PM SSPL
121113905 1900 70.3 S 13/09/2001 12:03:46 PM SSPL
121113906 800 70.3 B 13/09/2001 12:03:46 PM SSPL
121113905 800 70.3 S 13/09/2001 12:03:46 PM SSPL
121113905 1500 70.3 S 13/09/2001 12:03:46 PM SSPL
121113906 1500 70.3 B 13/09/2001 12:03:46 PM SSPL
121113906 1200 70.3 B 13/09/2001 12:03:46 PM SSPL
121113905 1200 70.3 S 13/09/2001 12:03:46 PM SSPL
121113906 1100 70.3 B 13/09/2001 12:03:46 PM SSPL
121113905 1100 70.3 S 13/09/2001 12:03:46 PM SSPL
121113905 800 70.3 S 13/09/2001 12:03:46 PM SSPL
121113906 800 70.3 B 13/09/2001 12:03:46 PM SSPL
121113909 2100 70.4 B 13/09/2001 12:04:42 PM SSPL
121113908 2100 70.4 S 13/09/2001 12:04:42 PM SSPL
121113909 400 70.4 B 13/09/2001 12:04:42 PM SSPL
121113908 400 70.4 S 13/09/2001 12:04:42 PM SSPL
121113908 1700 70.4 S 13/09/2001 12:04:42 PM SSPL
121113909 1700 70.4 B 13/09/2001 12:04:42 PM SSPL
121113909 800 70.4 B 13/09/2001 12:04:42 PM SSPL
121113908 800 70.4 S 13/09/2001 12:04:42 PM SSPL
121113909 1300 70.4 B 13/09/2001 12:04:42 PM SSPL
121113908 1300 70.4 S 13/09/2001 12:04:42 PM SSPL
121113908 1200 70.4 S 13/09/2001 12:04:42 PM SSPL
121113909 1200 70.4 B 13/09/2001 12:04:42 PM SSPL
121113909 900 70.4 B 13/09/2001 12:04:42 PM SSPL
121113908 900 70.4 S 13/09/2001 12:04:42 PM SSPL
121113909 1600 70.4 B 13/09/2001 12:04:42 PM SSPL
121113908 1600 70.4 S 13/09/2001 12:04:42 PM SSPL
91369216 5000 70.4 S 14/09/2001 1:24:41 PM SSPL
91369218 5000 70.4 B 14/09/2001 1:24:41 PM SSPL
——————————————————————————
Settlement No. 2002126 (17/9/2001 – 21/9/2001)
——————————————————————————
91370161 1000 70.2 B 17/09/2001 12:08:43 PM SSPL
31634618 1000 70.2 S 17/09/2001 12:08:43 PM SSPL
91370161 1000 70.2 B 17/09/2001 12:08:43 PM SSPL
31634618 1000 70.2 S 17/09/2001 12:08:43 PM SSPL
31634618 1000 70.2 S 17/09/2001 12:08:43 PM SSPL
91370161 1000 70.2 B 17/09/2001 12:08:43 PM SSPL
91370161 1000 70.2 B 17/09/2001 12:08:43 PM SSPL
31634618 1000 70.2 S 17/09/2001 12:08:43 PM SSPL
91370161 1000 70.2 B 17/09/2001 12:08:43 PM SSPL
31634618 1000 70.2 S 17/09/2001 12:08:43 PM SSPL
210892780 2000 70.2 S 18/09/2001 1:09:18 PM SSPL
210892785 2000 70.2 B 18/09/2001 1:09:18 PM SSPL
210892785 500 70.2 B 18/09/2001 1:09:18 PM SSPL
210892780 500 70.2 S 18/09/2001 1:09:18 PM SSPL
210892785 1500 70.2 B 18/09/2001 1:09:18 PM SSPL
210892780 1500 70.2 S 18/09/2001 1:09:18 PM SSPL
210892780 1000 70.2 S 18/09/2001 1:09:18 PM SSPL
210892785 1000 70.2 B 18/09/2001 1:09:18 PM SSPL
210892785 1000 70.2 B 18/09/2001 1:09:18 PM SSPL
210892780 1000 70.2 S 18/09/2001 1:09:18 PM SSPL
210892785 1500 70.2 B 18/09/2001 1:09:18 PM SSPL
210892780 1500 70.2 S 18/09/2001 1:09:18 PM SSPL
210892780 500 70.2 S 18/09/2001 1:09:18 PM SSPL
210892785 500 70.2 B 18/09/2001 1:09:18 PM SSPL
210892785 2000 70.2 B 18/09/2001 1:09:18 PM SSPL
210892780 2000 70.2 S 18/09/2001 1:09:18 PM SSPL
210892804 2000 70.2 B 18/09/2001 1:11:43 PM SSPL
210892800 2000 70.2 S 18/09/2001 1:11:43 PM SSPL
210892800 500 70.2 S 18/09/2001 1:11:43 PM SSPL
210892804 500 70.2 B 18/09/2001 1:11:43 PM SSPL
210892804 1500 70.2 B 18/09/2001 1:11:43 PM SSPL
210892800 1500 70.2 S 18/09/2001 1:11:43 PM SSPL
210892804 1000 70.2 B 18/09/2001 1:11:43 PM SSPL
210892800 1000 70.2 S 18/09/2001 1:11:43 PM SSPL
210892800 1000 70.2 S 18/09/2001 1:11:43 PM SSPL
210892804 1000 70.2 B 18/09/2001 1:11:43 PM SSPL
210892804 1500 70.2 B 18/09/2001 1:11:43 PM SSPL
210892800 1500 70.2 S 18/09/2001 1:11:43 PM SSPL
210892804 500 70.2 B 18/09/2001 1:11:43 PM SSPL
210892800 500 70.2 S 18/09/2001 1:11:43 PM SSPL
210892800 2000 70.2 S 18/09/2001 1:11:43 PM SSPL
210892804 2000 70.2 B 18/09/2001 1:11:43 PM SSPL
181170855 2000 70 B 21/09/2001 12:26:59 PM SSPL
181170853 2000 70 S 21/09/2001 12:26:59 PM SSPL
181170855 100 70 B 21/09/2001 12:26:59 PM SSPL
181170853 100 70 S 21/09/2001 12:26:59 PM SSPL
181170853 1900 70 S 21/09/2001 12:26:59 PM SSPL
181170855 1900 70 B 21/09/2001 12:26:59 PM SSPL
181170855 200 70 B 21/09/2001 12:26:59 PM SSPL
181170853 200 70 S 21/09/2001 12:26:59 PM SSPL
181170855 1800 70 B 21/09/2001 12:26:59 PM SSPL
181170853 1800 70 S 21/09/2001 12:26:59 PM SSPL
181170853 300 70 S 21/09/2001 12:26:59 PM SSPL
181170855 300 70 B 21/09/2001 12:26:59 PM SSPL
181170855 1700 70 B 21/09/2001 12:26:59 PM SSPL
181170853 1700 70 S 21/09/2001 12:26:59 PM SSPL
181170855 400 70 B 21/09/2001 12:26:59 PM SSPL
181170853 400 70 S 21/09/2001 12:26:59 PM SSPL
181170853 1600 70 S 21/09/2001 12:26:59 PM SSPL
181170855 1600 70 B 21/09/2001 12:26:59 PM SSPL
——————————————————————————
Settlement No 2002127 (24/9/2001 – 28/9/2001)
——————————————————————————
121125616 2100 70.2 B 24/09/2001 12:00:26 PM SSPL
121125614 2100 70.2 S 24/09/2001 12:00:26 PM SSPL
121125616 100 70.2 B 24/09/2001 12:00:26 PM SSPL
121125614 100 70.2 S 24/09/2001 12:00:26 PM SSPL
121125614 2000 70.2 S 24/09/2001 12:00:26 PM SSPL
121125616 2000 70.2 B 24/09/2001 12:00:26 PM SSPL
121125616 200 70.2 B 24/09/2001 12:00:26 PM SSPL
121125614 200 70.2 S 24/09/2001 12:00:26 PM SSPL
121125616 1900 70.2 B 24/09/2001 12:00:26 PM SSPL
121125614 1900 70.2 S 24/09/2001 12:00:26 PM SSPL
121125614 300 70.2 S 24/09/2001 12:00:26 PM SSPL
121125616 300 70.2 B 24/09/2001 12:00:26 PM SSPL
121125616 1800 70.2 B 24/09/2001 12:00:26 PM SSPL
121125614 1800 70.2 S 24/09/2001 12:00:26 PM SSPL
121125616 400 70.2 B 24/09/2001 12:00:26 PM SSPL
121125614 400 70.2 S 24/09/2001 12:00:26 PM SSPL
121125614 1200 70.2 S 24/09/2001 12:00:26 PM SSPL
121125616 1200 70.2 B 24/09/2001 12:00:26 PM SSPL
31660589 2100 70.3 B 25/09/2001 2:53:15 PM SSPL
31660584 2100 70.3 S 25/09/2001 2:53:15 PM SSPL
31660589 200 70.3 B 25/09/2001 2:53:15 PM SSPL
31660584 200 70.3 S 25/09/2001 2:53:15 PM SSPL
31660584 1900 70.3 S 25/09/2001 2:53:15 PM SSPL
31660589 1900 70.3 B 25/09/2001 2:53:15 PM SSPL
31660589 400 70.3 B 25/09/2001 2:53:15 PM SSPL
31660584 400 70.3 S 25/09/2001 2:53:15 PM SSPL
31660589 1700 70.3 B 25/09/2001 2:53:15 PM SSPL
31660584 1700 70.3 S 25/09/2001 2:53:15 PM SSPL
31660584 600 70.3 S 25/09/2001 2:53:15 PM SSPL
31660589 600 70.3 B 25/09/2001 2:53:15 PM SSPL
31660589 1500 70.3 B 25/09/2001 2:53:15 PM SSPL
31660584 1500 70.3 S 25/09/2001 2:53:15 PM SSPL
31660589 800 70.3 B 25/09/2001 2:53:15 PM SSPL
31660584 800 70.3 S 25/09/2001 2:53:15 PM SSPL
31660584 800 70.3 S 25/09/2001 2:53:15 PM SSPL
31660589 800 70.3 B 25/09/2001 2:53:15 PM SSPL
181181335 2200 70.3 B 26/09/2001 11:38:17 AM SSPL
181181330 2200 70.3 S 26/09/2001 11:38:17 AM SSPL
181181335 100 70.3 B 26/09/2001 11:38:17 AM SSPL
181181330 100 70.3 S 26/09/2001 11:38:17 AM SSPL
181181330 2100 70.3 S 26/09/2001 11:38:17 AM SSPL
181181335 2100 70.3 B 26/09/2001 11:38:17 AM SSPL
181181335 200 70.3 B 26/09/2001 11:38:17 AM SSPL
181181330 200 70.3 S 26/09/2001 11:38:17 AM SSPL
181181335 2000 70.3 B 26/09/2001 11:38:17 AM SSPL
181181330 2000 70.3 S 26/09/2001 11:38:17 AM SSPL
181181330 300 70.3 S 26/09/2001 11:38:17 AM SSPL
181181335 300 70.3 B 26/09/2001 11:38:17 AM SSPL
181181335 1900 70.3 B 26/09/2001 11:38:17 AM SSPL
181181330 1900 70.3 S 26/09/2001 11:38:17 AM SSPL
181181335 400 70.3 B 26/09/2001 11:38:17 AM SSPL
181181330 400 70.3 S 26/09/2001 11:38:17 AM SSPL
181181330 800 70.3 S 26/09/2001 11:38:17 AM SSPL
181181335 800 70.3 B 26/09/2001 11:38:17 AM SSPL
181181336 2000 70.4 B 26/09/2001 11:38:43 AM SSPL
181181333 2000 70.4 S 26/09/2001 11:38:43 AM SSPL
181181336 100 70.4 B 26/09/2001 11:38:43 AM SSPL
181181333 100 70.4 S 26/09/2001 11:38:43 AM SSPL
181181333 1900 70.4 S 26/09/2001 11:38:43 AM SSPL
181181336 1900 70.4 B 26/09/2001 11:38:43 AM SSPL
181181336 200 70.4 B 26/09/2001 11:38:43 AM SSPL
181181333 200 70.4 S 26/09/2001 11:38:43 AM SSPL
181181336 1800 70.4 B 26/09/2001 11:38:43 AM SSPL
181181333 1800 70.4 S 26/09/2001 11:38:43 AM SSPL
181181333 300 70.4 S 26/09/2001 11:38:43 AM SSPL
181181336 300 70.4 B 26/09/2001 11:38:43 AM SSPL
181181336 1700 70.4 B 26/09/2001 11:38:43 AM SSPL
181181333 1700 70.4 S 26/09/2001 11:38:43 AM SSPL
181181336 400 70.4 B 26/09/2001 11:38:43 AM SSPL
181181333 400 70.4 S 26/09/2001 11:38:43 AM SSPL
181181333 1600 70.4 S 26/09/2001 11:38:43 AM SSPL
181181336 1600 70.4 B 26/09/2001 11:38:43 AM SSPL
181184614 10000 70.1 B 27/09/2001 11:28:00 AM SSPL
181184928 2000 70.3 B 27/09/2001 12:15:11 PM SSPL
181184927 2000 70.3 S 27/09/2001 12:15:11 PM SSPL
181184928 500 70.3 B 27/09/2001 12:15:11 PM SSPL
181184927 500 70.3 S 27/09/2001 12:15:11 PM SSPL
181184927 1500 70.3 S 27/09/2001 12:15:11 PM SSPL
181184928 1500 70.3 B 27/09/2001 12:15:11 PM SSPL
181184928 1000 70.3 B 27/09/2001 12:15:11 PM SSPL
181184927 1000 70.3 S 27/09/2001 12:15:11 PM SSPL
181184928 1000 70.3 B 27/09/2001 12:15:11 PM SSPL
181184927 1000 70.3 S 27/09/2001 12:15:11 PM SSPL
181184927 1500 70.3 S 27/09/2001 12:15:11 PM SSPL
181184928 1500 70.3 B 27/09/2001 12:15:11 PM SSPL
181184928 500 70.3 B 27/09/2001 12:15:11 PM SSPL
181184927 500 70.3 S 27/09/2001 12:15:11 PM SSPL
181184928 2000 70.3 B 27/09/2001 12:15:11 PM SSPL
181184927 2000 70.3 S 27/09/2001 12:15:11 PM SSPL
181184936 2000 70.5 S 27/09/2001 12:16:13 PM SSPL
181184938 2000 70.5 B 27/09/2001 12:16:13 PM SSPL
181184938 2000 70.5 B 27/09/2001 12:16:13 PM SSPL
181184936 2000 70.5 S 27/09/2001 12:16:13 PM SSPL
181184938 2000 70.5 B 27/09/2001 12:16:13 PM SSPL
181184936 2000 70.5 S 27/09/2001 12:16:13 PM SSPL
181184936 2000 70.5 S 27/09/2001 12:16:13 PM SSPL
181184938 2000 70.5 B 27/09/2001 12:16:13 PM SSPL
181184938 2000 70.5 B 27/09/2001 12:16:13 PM SSPL
181184936 2000 70.5 S 27/09/2001 12:16:13 PM SSPL
181184946 2400 70.9 B 27/09/2001 12:16:48 PM SSPL
181184943 2400 70.9 S 27/09/2001 12:16:48 PM SSPL
181184943 600 70.9 S 27/09/2001 12:16:48 PM SSPL
181184946 600 70.9 B 27/09/2001 12:16:48 PM SSPL
181184946 1800 70.9 B 27/09/2001 12:16:48 PM SSPL
181184943 1800 70.9 S 27/09/2001 12:16:48 PM SSPL
181184946 1200 70.9 B 27/09/2001 12:16:48 PM SSPL
181184943 1200 70.9 S 27/09/2001 12:16:48 PM SSPL
181184943 1200 70.9 S 27/09/2001 12:16:48 PM SSPL
181184946 1200 70.9 B 27/09/2001 12:16:48 PM SSPL
181184946 1800 70.9 B 27/09/2001 12:16:48 PM SSPL
181184943 1800 70.9 S 27/09/2001 12:16:48 PM SSPL
181184946 600 70.9 B 27/09/2001 12:16:48 PM SSPL
181184943 600 70.9 S 27/09/2001 12:16:48 PM SSPL
181184943 400 70.9 S 27/09/2001 12:16:48 PM SSPL
181184946 400 70.9 B 27/09/2001 12:16:48 PM SSPL
181190251 2000 70.9 B 28/09/2001 1:05:35 PM SSPL
181190247 2000 70.9 S 28/09/2001 1:05:35 PM SSPL
181190247 100 70.9 S 28/09/2001 1:05:35 PM SSPL
181190251 100 70.9 B 28/09/2001 1:05:35 PM SSPL
181190251 1900 70.9 B 28/09/2001 1:05:35 PM SSPL
181190247 1900 70.9 S 28/09/2001 1:05:35 PM SSPL
181190251 200 70.9 B 28/09/2001 1:05:35 PM SSPL
181190247 200 70.9 S 28/09/2001 1:05:35 PM SSPL
181190247 1800 70.9 S 28/09/2001 1:05:35 PM SSPL
181190251 1800 70.9 B 28/09/2001 1:05:35 PM SSPL
181190251 300 70.9 B 28/09/2001 1:05:35 PM SSPL
181190247 300 70.9 S 28/09/2001 1:05:35 PM SSPL
181190251 1700 70.9 B 28/09/2001 1:05:35 PM SSPL
181190247 1700 70.9 S 28/09/2001 1:05:35 PM SSPL
181190247 400 70.9 S 28/09/2001 1:05:35 PM SSPL
181190251 400 70.9 B 28/09/2001 1:05:35 PM SSPL
181190251 1600 70.9 B 28/09/2001 1:05:35 PM SSPL
181190247 1600 70.9 S 28/09/2001 1:05:35 PM SSPL
181190259 1200 70.9 B 28/09/2001 1:06:23 PM SSPL
181190258 1200 70.9 S 28/09/2001 1:06:23 PM SSPL
181190258 800 70.9 S 28/09/2001 1:06:23 PM SSPL
181190259 800 70.9 B 28/09/2001 1:06:23 PM SSPL
181190259 400 70.9 B 28/09/2001 1:06:23 PM SSPL
181190258 400 70.9 S 28/09/2001 1:06:23 PM SSPL
181190259 1200 70.9 B 28/09/2001 1:06:23 PM SSPL
181190258 1200 70.9 S 28/09/2001 1:06:23 PM SSPL
181190258 400 70.9 S 28/09/2001 1:06:23 PM SSPL
181190259 400 70.9 B 28/09/2001 1:06:23 PM SSPL
181190259 800 70.9 B 28/09/2001 1:06:23 PM SSPL
181190258 800 70.9 S 28/09/2001 1:06:23 PM SSPL
181190259 200 70.9 B 28/09/2001 1:06:23 PM SSPL
181190258 200 70.9 S 28/09/2001 1:06:23 PM SSPL
——————————————————————————
Settlement No. 2002128 (1/10/2001 – 5/10/2001)
——————————————————————————
121138347 2000 70.6 S 1/10/2001 2:46:06 PM SSPL
121138349 2000 70.6 B 1/10/2001 2:46:06 PM SSPL
121138349 100 70.6 B 1/10/2001 2:46:06 PM SSPL
121138347 100 70.6 S 1/10/2001 2:46:06 PM SSPL
121138349 1900 70.6 B 1/10/2001 2:46:06 PM SSPL
121138347 1900 70.6 S 1/10/2001 2:46:06 PM SSPL
121138347 200 70.6 S 1/10/2001 2:46:06 PM SSPL
121138349 200 70.6 B 1/10/2001 2:46:06 PM SSPL
121138349 1800 70.6 B 1/10/2001 2:46:06 PM SSPL
121138347 1800 70.6 S 1/10/2001 2:46:06 PM SSPL
121138349 300 70.6 B 1/10/2001 2:46:06 PM SSPL
121138347 300 70.6 S 1/10/2001 2:46:06 PM SSPL
121138347 1700 70.6 S 1/10/2001 2:46:06 PM SSPL
121138349 1700 70.6 B 1/10/2001 2:46:06 PM SSPL
121138349 400 70.6 B 1/10/2001 2:46:06 PM SSPL
121138347 400 70.6 S 1/10/2001 2:46:06 PM SSPL
121138349 1600 70.6 B 1/10/2001 2:46:06 PM SSPL
121138347 1600 70.6 S 1/10/2001 2:46:06 PM SSPL
121138351 1200 70.6 S 1/10/2001 2:46:42 PM SSPL
121138352 1200 70.6 B 1/10/2001 2:46:42 PM SSPL
121138352 1200 70.6 B 1/10/2001 2:46:42 PM SSPL
121138351 1200 70.6 S 1/10/2001 2:46:42 PM SSPL
121138352 1200 70.6 B 1/10/2001 2:46:42 PM SSPL
121138351 1200 70.6 S 1/10/2001 2:46:42 PM SSPL
121138351 1200 70.6 S 1/10/2001 2:46:42 PM SSPL
121138352 1200 70.6 B 1/10/2001 2:46:42 PM SSPL
121138352 200 70.6 B 1/10/2001 2:46:42 PM SSPL
121138351 200 70.6 S 1/10/2001 2:46:42 PM SSPL
121140155 2000 70.6 B 3/10/2001 1:36:42 PM SSPL
121140148 2000 70.6 S 3/10/2001 1:36:42 PM SSPL
121140148 100 70.6 S 3/10/2001 1:36:42 PM SSPL
121140155 100 70.6 B 3/10/2001 1:36:42 PM SSPL
121140155 1300 70.6 B 3/10/2001 1:36:42 PM SSPL
121140151 1300 70.6 S 3/10/2001 1:36:42 PM SSPL
121140155 600 70.6 B 3/10/2001 1:36:42 PM SSPL
121140148 600 70.6 S 3/10/2001 1:36:42 PM SSPL
121140148 1500 70.6 S 3/10/2001 1:36:42 PM SSPL
121140155 1500 70.6 B 3/10/2001 1:36:42 PM SSPL
121140155 500 70.6 B 3/10/2001 1:36:42 PM SSPL
121140151 500 70.6 S 3/10/2001 1:36:42 PM SSPL
121140155 800 70.6 B 3/10/2001 1:36:42 PM SSPL
121140151 800 70.6 S 3/10/2001 1:36:42 PM SSPL
121140148 1200 70.6 S 3/10/2001 1:36:42 PM SSPL
121140155 1200 70.6 B 3/10/2001 1:36:42 PM SSPL
121140155 900 70.6 B 3/10/2001 1:36:42 PM SSPL
121140148 900 70.6 S 3/10/2001 1:36:42 PM SSPL
121140155 1100 70.6 B 3/10/2001 1:36:42 PM SSPL
121140151 1100 70.6 S 3/10/2001 1:36:42 PM SSPL
121140151 200 70.6 S 3/10/2001 1:37:03 PM SSPL
121140158 200 70.6 B 3/10/2001 1:37:03 PM SSPL
121140158 1000 70.6 B 3/10/2001 1:37:03 PM SSPL
121140148 1000 70.6 S 3/10/2001 1:37:03 PM SSPL
121140158 1100 70.6 B 3/10/2001 1:37:03 PM SSPL
121140148 1100 70.6 S 3/10/2001 1:37:03 PM SSPL
121140151 100 70.6 S 3/10/2001 1:37:03 PM SSPL
121140158 100 70.6 B 3/10/2001 1:37:03 PM SSPL
121140158 1000 70.6 B 3/10/2001 1:37:03 PM SSPL
121140151 1000 70.6 S 3/10/2001 1:37:03 PM SSPL
121140158 200 70.6 B 3/10/2001 1:37:03 PM SSPL
121140148 200 70.6 S 3/10/2001 1:37:03 PM SSPL
121140148 1200 70.6 S 3/10/2001 1:37:03 PM SSPL
121140158 1200 70.6 B 3/10/2001 1:37:03 PM SSPL
121140158 200 70.6 B 3/10/2001 1:37:03 PM SSPL
121140148 200 70.6 S 3/10/2001 1:37:03 PM SSPL
91411352 2000 70.5 B 4/10/2001 12:34:32 PM SSPL
91411346 2000 70.5 S 4/10/2001 12:34:32 PM SSPL
91411346 200 70.5 S 4/10/2001 12:34:32 PM SSPL
91411352 200 70.5 B 4/10/2001 12:34:32 PM SSPL
91411352 1800 70.5 B 4/10/2001 12:34:32 PM SSPL
91411346 1800 70.5 S 4/10/2001 12:34:32 PM SSPL
91411352 400 70.5 B 4/10/2001 12:34:32 PM SSPL
91411346 400 70.5 S 4/10/2001 12:34:32 PM SSPL
91411346 1600 70.5 S 4/10/2001 12:34:32 PM SSPL
91411352 1600 70.5 B 4/10/2001 12:34:32 PM SSPL
91411352 600 70.5 B 4/10/2001 12:34:32 PM SSPL
91411346 600 70.5 S 4/10/2001 12:34:32 PM SSPL
91411352 1400 70.5 B 4/10/2001 12:34:32 PM SSPL
91411346 1400 70.5 S 4/10/2001 12:34:32 PM SSPL
91411346 800 70.5 S 4/10/2001 12:34:32 PM SSPL
91411352 800 70.5 B 4/10/2001 12:34:32 PM SSPL
91411352 1200 70.5 B 4/10/2001 12:34:32 PM SSPL
91411346 1200 70.5 S 4/10/2001 12:34:32 PM SSPL
151486539 3000 70.4 B 5/10/2001 2:59:16 PM SSPL
151486539 3000 70.4 B 5/10/2001 2:59:16 PM SSPL
——————————————————————————
Settlement No. 2002129 (8/10/2001 – 12/10/2001)
——————————————————————————
181212834 1200 70.3 B 10/10/2001 12:50:01 PM SSPL
181212832 1200 70.3 S 10/10/2001 12:50:01 PM SSPL
181212832 1200 70.3 S 10/10/2001 12:50:01 PM SSPL
181212834 1200 70.3 B 10/10/2001 12:50:01 PM SSPL
181212834 1200 70.3 B 10/10/2001 12:50:01 PM SSPL
181212832 1200 70.3 S 10/10/2001 12:50:01 PM SSPL
181212834 1200 70.3 B 10/10/2001 12:50:01 PM SSPL
181212832 1200 70.3 S 10/10/2001 12:50:01 PM SSPL
181212832 200 70.3 S 10/10/2001 12:50:01 PM SSPL
181212834 200 70.3 B 10/10/2001 12:50:01 PM SSPL
181212837 800 70.4 B 10/10/2001 12:50:41 PM SSPL
181212836 800 70.4 S 10/10/2001 12:50:41 PM SSPL
181212837 800 70.4 B 10/10/2001 12:50:41 PM SSPL
181212836 800 70.4 S 10/10/2001 12:50:41 PM SSPL
181212836 800 70.4 S 10/10/2001 12:50:41 PM SSPL
181212837 800 70.4 B 10/10/2001 12:50:41 PM SSPL
181212837 600 70.4 B 10/10/2001 12:50:41 PM SSPL
181212836 600 70.4 S 10/10/2001 12:50:41 PM SSPL
151496038 600 70.5 S 11/10/2001 12:46:31 PM SSPL
151496041 600 70.5 B 11/10/2001 12:46:31 PM SSPL
151496041 600 70.5 B 11/10/2001 12:46:31 PM SSPL
151496038 600 70.5 S 11/10/2001 12:46:31 PM SSPL
151496041 600 70.5 B 11/10/2001 12:46:31 PM SSPL
151496038 600 70.5 S 11/10/2001 12:46:31 PM SSPL
151496038 600 70.5 S 11/10/2001 12:46:31 PM SSPL
151496041 600 70.5 B 11/10/2001 12:46:31 PM SSPL
151496041 100 70.5 B 11/10/2001 12:46:31 PM SSPL
151496038 100 70.5 S 11/10/2001 12:46:31 PM SSPL
151496051 1000 70.5 B 11/10/2001 12:49:54 PM SSPL
151496050 1000 70.5 S 11/10/2001 12:49:54 PM SSPL
151496231 800 70.5 S 11/10/2001 1:22:52 PM SSPL
151496232 800 70.5 B 11/10/2001 1:22:52 PM SSPL
151496232 800 70.5 B 11/10/2001 1:22:52 PM SSPL
151496231 800 70.5 S 11/10/2001 1:22:52 PM SSPL
151496232 800 70.5 B 11/10/2001 1:22:52 PM SSPL
151496231 800 70.5 S 11/10/2001 1:22:52 PM SSPL
151496231 800 70.5 S 11/10/2001 1:22:52 PM SSPL
151496232 800 70.5 B 11/10/2001 1:22:52 PM SSPL
151496232 800 70.5 B 11/10/2001 1:22:52 PM SSPL
151496231 800 70.5 S 11/10/2001 1:22:52 PM SSPL
151496236 900 70.5 B 11/10/2001 1:23:25 PM SSPL
151496234 900 70.5 S 11/10/2001 1:23:25 PM SSPL
151496234 900 70.5 S 11/10/2001 1:23:25 PM SSPL
151496236 900 70.5 B 11/10/2001 1:23:25 PM SSPL
151496236 900 70.5 B 11/10/2001 1:23:25 PM SSPL
151496234 900 70.5 S 11/10/2001 1:23:25 PM SSPL
151496236 900 70.5 B 11/10/2001 1:23:25 PM SSPL
151496234 900 70.5 S 11/10/2001 1:23:25 PM SSPL
151496234 400 70.5 S 11/10/2001 1:23:25 PM SSPL
151496236 400 70.5 B 11/10/2001 1:23:25 PM SSPL
121151795 2100 70.5 B 12/10/2001 1:41:16 PM SSPL
121151795 2100 70.5 B 12/10/2001 1:41:16 PM SSPL
121151795 2100 70.5 B 12/10/2001 1:41:16 PM SSPL
121151795 2100 70.5 B 12/10/2001 1:41:16 PM SSPL
121151795 600 70.5 B 12/10/2001 1:41:16 PM SSPL
121151994 1200 70.4 S 12/10/2001 2:13:10 PM SSPL
121151999 1200 70.4 B 12/10/2001 2:13:10 PM SSPL
121151999 100 70.4 B 12/10/2001 2:13:10 PM SSPL
121151994 100 70.4 S 12/10/2001 2:13:10 PM SSPL
121151999 1100 70.4 B 12/10/2001 2:13:10 PM SSPL
121151994 1100 70.4 S 12/10/2001 2:13:10 PM SSPL
121151994 200 70.4 S 12/10/2001 2:13:10 PM SSPL
121151999 200 70.4 B 12/10/2001 2:13:10 PM SSPL
121151999 1000 70.4 B 12/10/2001 2:13:10 PM SSPL
121151994 1000 70.4 S 12/10/2001 2:13:10 PM SSPL
121151999 300 70.4 B 12/10/2001 2:13:10 PM SSPL
121151994 300 70.4 S 12/10/2001 2:13:10 PM SSPL
121151994 900 70.4 S 12/10/2001 2:13:10 PM SSPL
121151999 900 70.4 B 12/10/2001 2:13:10 PM SSPL
121151999 200 70.4 B 12/10/2001 2:13:10 PM SSPL
121151994 200 70.4 S 12/10/2001 2:13:10 PM SSPL
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4.2 I observe that the above transactions were cross deals wherein both the buyer and the seller were of the said broker. The orders were also executed through the same terminal. The ordered quantity, price and time were matched and there was no delivery obligation to the Exchange. From the above table, I find that the said broker had transacted in the scrip by way of matching cross deals from 27.08.01 to 12.10.01 when the price had shot up from Rs.52/-to Rs.70.40.
4.3 Both the buying and selling clients of the said broker who had entered buy and sell orders for the same quantity of shares almost simultaneously. The value and volume of such transactions is also quite high.
4.4 I further find that the time lag between the punching of buy and sell orders was under a few minutes / seconds and almost the same in a number of transactions. In other words, there was a thin line between the punching of buy and sell orders and the number of transactions entered into.
I find that the average price of the scrip of OFL had increased sharply from Rs.15.70 to Rs.50.95, an increase of more than @ 218.75% in Settlement No.2002117 and 2002121. Further, the price increased to Rs.70.50 an increase of more than 40% in Settlement No.2002127 along with increase in volumes also. The value and volume of the impugned transactions were also quite high.
4.5 I observe that In Appeal No.54 of 2002 – Nirmal Bang Securities Pvt. Ltd. v. SEBI, the Hon’ble Securities Appellate Tribunal has held as under with regard to the synchronised deals :-
“BEB has been charged for synchronized deals with First Global. I have examined the date provided by the parties on this issue. I find many transactions between BEB and FGSB. There are many instances of such transactions. I find the scrip, quantity and price for these orders had been synchronized by the counter party brokers. Such transactions undoubtedly create an artificial market to mislead the genuine investors. Synchronized trading is violative of all prudential and transparent norms of trading in securities. Synchronized trading on a large scale, can create false volumes. The argument that the parties had no means of knowing whether any entity controlled by the client is simultaneously entering any contra order elsewhere for the reason that in the online trading system, confidentiality of counter parties is ensured, is untenable. It was submitted by the Appellants that it was not possible for the broker to know who the counter party broker is and that trades were not synchronized but it was only a coincidence in some cases. Theoretically this is OK. But when parties decide to synchronize the transaction the story is different. There are many transactions giving an impression that these were all synchronized, otherwise there was no possibility of such perfect matching of quantity price etc. As the Respondent rightly stated it is too much of a coincidence over too long a period in too many transactions when both parties to the transaction had entered buy and sell orders for the same quantity of shares almost simultaneously.”
4.6 I find such transactions wherein the buy and sell orders were entered as cross deals and matched in terms of order quantity, price and the time of punching orders are highly irregular and defeat the very purpose of normal order-matching system in the price discovery process in the exchanges. Therefore, I find the said transaction is in violation of Regulation 4 of the PFUTP Regulations which reads as under:-
Prohibition against market manipulation. 4 No persons shall
(a) effect, take part in, or enter into, either directly orindirectly, transactions in securities, with the intention of artificially raising or depressing the prices of securities and thereby inducing the sale or purchase of securities by any person;
(b) indulge in any act, which is calculated to create a false or misleading appearance of trading on the securities markets;
(c) indulge in any act, which results in reflection of prices of securities based on transactions that are not genuine trade transactions;
(d) enter into a purchase or sale of any securities, not intended to effect transfer of beneficial ownership but intended to operate only as a device to inflate, depress, or cause fluctuation in the market price of securities.
4.7 I note that regulation 7 of the said Regulations which provides as under :
Stock Brokers to abide by Code of Conduct
The stock broker holding a certificate shall at all times abide by the Code of Conduct as specified in Schedule II.
I also note that Schedule II of the said Regulations reads as under :
A. General
(1) Integrity : A stock broker, shall maintain high standards of integrity, promptitude and fairness in the conduct of all his business.
(2) Exercise of due skill and care : A stock broker shall act with due skill, care and diligence in the conduct of all his business.
(3) Manipulation : A stock broker shall not indulge in manipulative, fraudulent or deceptive transactions or schemes or spread rumours with a view to distorting market equilibrium or making personal gains.
(4) ……… ..
(5) Compliance with statutory requirements : A stockbroker shall abide by all the provisions of the Act and the rules, regulations issued by the Government, the Board and the Stock Exchange from time to time as may be applicable to him.
B. Duty to the Investor
(4) Business and Commission :
(a) A stock broker shall not encourage sales or purchases of securities with the sole object of generating brokerage or commission.
4.8 In view of my findings mentioned hereinabove, I am convinced that the said broker has violated regulation 7 of the said Regulations read with clauses A(1),A(2),A(3),A(5) and B(4)(a) of the Code of Conduct prescribed for Stock Brokers under Schedule II of the
4.9 I am satisfied that this is a fit case to impose a penalty of suspension and I do not see any reason to differ with the findings and the recommendation of the Enquiry Officer in this regard. I am also convinced that a major penalty of suspension of the Certificate of Registration of the said broker for a period of six months would be adequate and commensurate with the gravity of the violations committed by the said broker.
5. Order
said Regulations read with regulation 4(a),(b),(c) and (d) of the PFUTP Regulations. Therefore, I, in exercise of the powers conferred upon me by virtue of Section 4(3) of the Securities and Exchange Board of India Act,1992 read with regulation 13(4) of the said Enquiry Regulations, hereby suspend the certificate of registration of M/s. Swadha Securities Limited (SEBI Registration No. INB031141238) for a period of six months.
This Order shall come into effect on the expiry of twenty one days from the date of this Order.