Supreme Court of India

Santosh Kumar vs State Of Andhra Pradesh & Ors on 22 May, 2003

Supreme Court of India
Santosh Kumar vs State Of Andhra Pradesh & Ors on 22 May, 2003
Author: S V Patil
Bench: Shivaraj V. Patil, Arijit Pasayat
           CASE NO.:
Appeal (civil)  4917 of 2000

PETITIONER:
Santosh Kumar						


RESPONDENT:
Vs.

State of Andhra Pradesh & Ors.			


DATE OF JUDGMENT: 22/05/2003

BENCH:
Shivaraj V. Patil & Arijit Pasayat	


JUDGMENT:

J U D G M E N T

SHIVARAJ V. PATIL J.

The Division Bench of the High Court by the common

impugned order disposed of Writ Petition Nos. 34839,

35775 of 1997 and 6758 of 1998. This appeal is filed

by the respondent No.4 in W.P. No. 35775/97. Some of

the Head Constables including the respondent No. 4

herein (hereinafter referred to as ‘respondent’) in

this appeal were appointed temporarily as out of

seniority, Sub-Inspector (OSSI) w.e.f. 3.12.1983

without following recruitment rules. The appellant was

appointed as direct recruit on 12.9.1985. Between 1996

and 1997, the Government of Andhra Pradesh issued

various Government Orders relaxing relevant recruitment

rules in favour of the respondent and others

regularizing their services with effect from the date

of their temporary appointments affecting the seniority

of the appellant. The appellant challenged the same

before the A.P. Administrative Tribunal. The Tribunal

held that the State Government had power to relax the

recruitment rules with retrospective effect but

however, the Tribunal held that the services rendered

by the respondent and other similarly placed persons

could not be counted as officiating service for

determining their seniority as their appointment was

not in accordance with the rules and they had not

qualified for appointment. Aggrieved by the order of

the Tribunal, the respondent and other promotees filed

writ petitions before the High Court. The High Court,

by the impugned order, allowed the writ petitions

holding that the recruitment rules could be relaxed

with retrospective effect. The High Court also held

that even if their initial appointment was not made by

following the procedure laid down by the rules, they

had continued in the post uninterruptedly till their

services were regularized by relaxing the rules and so

their officiating services had to be taken into account

for the purpose of seniority. Hence, this appeal is

filed questioning the validity and correctness of the

impugned order of the High Court.

It may be useful to notice few more facts.

The substantive posts of Sub-Inspectors of Police

were calculated and apportioned between direct recruits

and promotees in 1983. According to the Special Rules,

promotees could not exceed 30% of the cadre. There

were 200 vacancies out of which 65 were allotted to the

promotees and 127 to direct recruitment. The appellant

and the other direct recruits were appointed on

12.9.1985 after selection made by APPSC. They

underwent training and passed all the tests at the end

of training. The Government issued various orders in

1996-97 relaxing the relevant recruitment rules in

favour of the respondent and few others regularizing

their services with effect from the date of their

temporary appointment. Pursuant to the said orders,

the Commissioner of Police issued orders regularizing

the services of the respondent and other respondents

similarly placed with effect from the date of their

temporary appointment. Under these circumstances, the

appellant and other direct recruits filed O.As. before

the A.P. Administrative Tribunal challenging the

relaxation of the Rules and the consequential

regularization of the services of the respondent and

others. The Tribunal partly allowed the O.As. holding

that the Government were competent to relax the rules

in exercise of the powers conferred under Rule 47 of

the A.P. State & Subordinate Service Rules, 1962 (for

brevity `General Rules) relating to service conditions

with retrospective effect. However, by referring to

the various decisions of this Court, the Tribunal took

the view that the services rendered by the respondent

and other OSSIs could not be counted as officiating

service for determining their seniority as their

appointments were not in accordance with the rules,

they were not qualified for the appointment and that

retrospective regularization of their services

adversely affected the interest of the appellant and

others who were regularly appointed as direct recruits.

In the view it took, the Tribunal held that the

impugned orders, to the extent they affected the

seniority of the appellant and others, were invalid.

The respondent and other promotee OSSIs filed writ

petitions before the High court against that part of

the order of the Tribunal.

As already noticed above, the High Court allowed

the writ petitions holding that the recruitment rules

relating to the conditions of service could be relaxed

with retrospective effect and even if their initial

appointments were not made by following the procedure

laid down by the rules, the officiating services of the

promotees could be counted for the purposes of

seniority as they continued in the post uninterruptedly

till the regularization of their services.

Shri L.Nageshwara Rao, the learned Senior Counsel

on behalf of the appellant urged that it was not

permissible to relax the basic recruitment rules with

retrospective effect; a person who was not appointed in

accordance with the rules, was not entitled to

seniority from the date of his temporary appointment.

According to him, even if appointment could be made as

OSSIs from Head Constables by relaxing the rules

relating to qualification etc., such relaxation could

not affect the seniority of the direct recruits who

were appointed on regular basis after selection by

APPSC. He took us through various rules and Government

Orders in support of his submissions.

On the other hand, Shri M.N.Rao, the learned

Senior Counsel for the respondent made submissions

supporting the impugned judgment and justifying the

reasons recorded in the judgment in allowing the writ

petitions. According to learned Senior Counsel, the

State Government had powers to relax the rules with

retrospective effect. Learned counsel for the State

while adopting the arguments of Shri M.N.Rao supported

the impugned order.

We have carefully considered the submissions made

on either side. Before the Tribunal it was conceded

that the Government have power to relax rules under

Rule 47 of the General Rules, but, however, it was

contended that the basic rules of recruitment i.e. A.P.

Police Subordinate Service Rules (for short `Service

Rules’) could not be relaxed in exercise of the power

under the said Rule. Having regard to the facts of the

case on hand, relevant Rules and law laid down by this

Court the Tribunal concluded that there was no

relaxation of basic qualifications but there was only

relaxation of the conditions of service in the case of

the respondent in regularizing the services with

retrospective effect as Sub-Inspector. In paragraph 21

of the judgment the Tribunal stated that it is well-

settled law that the Government in exercise of powers

conferred on them under Rule 47 of the General Rules

can relax the rules of appointment and such relaxation

could be with retrospective effect. Reference was also

made to the case of this Court in M. Venkateshwarlu and

others vs. Government of A.P. and others [(1996) 5 SCC

167] holding that Rule 47 ex facie does not contemplate

any notice being given in case of relaxation of

eligibility of a single individual for promotion to the

post of Deputy Tehsildar; it was not necessary to issue

a notice to all affected parties in such a case.

However, the Tribunal held that as the appointment of

the respondent and others as OSSIs was not in

accordance with the Rules and their appointments were

not made after considering the case of other eligible

persons as per Service Rules, their services could not

be taken into consideration while determining the

seniority in the cadre of Sub-Inspectors. Finally, the

Tribunal concluded that the unofficial respondents in

the O.As. could claim to be regularly appointed as Sub-

Inspectors only from the dates on which the Government

have issued orders relaxing the service rules; any

notional dates of relaxation given to them affecting

the seniority of regularly appointed Sub-Inspectors

prior to the date of relaxation of Rules could not be

held valid. In other words, the Tribunal held that the

Government have power to relax the Rules with

retrospective effect for the purpose of appointment and

promotion but the seniority could not be assigned to

them prior to the date of regularization of services

affecting the seniority of others, who are regularly

appointed prior to date of their regularization. In

our view, the Tribunal was not right in saying that any

notional date of relaxation was given to the respondent

affecting the seniority of the appellant. In fact,

service of the respondent was regularized from the

actual date on which he was temporarily promoted as

OSSI which was permissible in terms of para 47(B) of

the Constitution Bench judgment of this Court in

Recruit Class II Engineering Officers’ Association vs.

State of Maharashtra and others [(1990) 2 SCC 715].

Moreover, the promotion given to the respondent was in

promotee quota which did not affect the appellant who

was recruited later as a direct recruit. It may be

mentioned that there was no direct recruitment in the

year 1983-84 to the post of Sub-Inspector when services

of the respondent and others were regularized. The

appellant was recruited in the year 1985 i.e.

subsequent to the date on which the respondent started

working actually as OSSI though temporarily. In this

view, the question of affecting the seniority of the

appellant without notice did not arise.

We may state here itself that the Tribunal did not

record a finding whether the services of the unofficial

respondents were regularized as against the vacancies

meant for promotees or not.

The High Court in para 7 of the judgment has

recorded a clear finding that the services of the

respondent and others were regularized in respect of

the vacancies available in the quota meant for the

promotees after observing, thus: –

“7. There is another aspect on which

no arguments were addressed across the

Bar and learned Tribunal has also not

recorded any finding. In these cases,

the petitioners herein made a specific

assertion that the regularization of

their services with effect from their

initial date of temporary appointment

was done within the 30% quota allocated

to the promotees. There is no specific

denial of this fact in the counter

affidavit filed by the non-official

respondents herein before the Tribunal

though an attempt was made to show that

when the petitioners herein were

promoted there were no vacancies

available within the quota of the

promotees and that those appointments

were made in the vacancies meant for

direct recruits as there was some delay

in finalization of the appointments by

direct recruits. But there is no

specific assertion that as on their date

of appointment, vacancies in the

promotees quota were not available for

the purpose of regularizing the services

of the petitioners herein. In fact, on

behalf of the Government respondent No.

1 the Assistant Secretary, Home filed an

additional counter affidavit in the

Tribunal specifically supporting the

contention of the petitioners herein

that the regularization of their

services was made in respect of

vacancies available out of the quota of

the promotees. The Tribunal has not

recorded any finding on this aspect.

This question was not addressed in this

Court by the learned counsel for the

unofficial respondents herein. For the

purpose of these writ petitions and in

the absence of any clinching material,

the statement made in the affidavit

filed on behalf of the Government has to

be accepted and it must be presumed that

the regularization directed to be

effected under the impugned G.Os. was in

respect of the vacancies available in

the quota meant for the promotees.”

Some arguments were advanced before us to contend that

the regularization of services of the respondent and

others was not against the quota meant for promotees.

In view of what is stated in paragraph 7 of the

impugned judgment, extracted above, and, particularly,

when no argument was advanced before the High Court in

this regard, it is not possible to accept the

contention put forth on behalf of the appellant

disputing the position that the regularization of

services of the respondent was against the quota meant

for promotees.

Rule 47 of the General Rules and corresponding new

Rule 31 of 1996 Rules read: –

“47. Relaxation of Rules by the

Governor. No rule made under the

proviso to Article 309 of the

Constitution of India or contained under

Article 313 of that Constitution shall

be construed to limit or abridge the

power of the Governor to deal with the

case of any class or category of persons

for being appointed to any civil post,

or of any person who is serving or has

served in a civil capacity under the

Government of Andhra Pradesh in such

manner as may appear to him to be just

and equitable:

Provided that, where any such rule is

applicable to the case of any person or

a class of persons, the cases shall not

be dealt with in any manner less

favourable to the person or class of

persons than that provided by that

rule.”

“31. Relaxation of Rules by the

Governor. Notwithstanding anything

contained in these rules or in the

special rules, the Governor shall have

the power to relax any rules contained

in these rules or Special Rules, in

favour of any person or class of

persons, in relaxation to their

application to any member of a service

or to any person to be appointed to the

service, class or category or a person

or a class of persons, who have served

in any civil capacity in the Government

of Andhra Pradesh in such manner as may

appear to be just and equitable to him,

where such relaxation is considered

necessary in the public interest or

where the application of such rule or

rules is likely to cause undue hardship

to the person or class of persons

concerned.”

Based on the language and content of Rule 47 of General

Rules and in the light of the decisions of this Court

the Tribunal as well as the High Court have firmly

concluded that the State Government have power to grant

relaxation of Rules with retrospective effect.

A Constitution Bench of this Court in Direct

Recruit Class II Engineering Officers’ Association`s

case (supra), after considering various aspects and

earlier decisions, summed up the conclusions in

paragraph 47 of the judgment. For our purpose paras

(A) and (B) of the said paragraph are relevant, which

are extracted hereunder: –

“47. To sum up, we hold that:

(A) Once an incumbent is appointed to a

post according to rule, his

seniority has to be counted from

the date of his appointment and not

according to the date of his

confirmation.

The corollary of the above rule is

that where the initial appointment

is only ad hoc and not according to

rules and made as a stop-gap

arrangement, the officiation in

such post cannot be taken into

account for considering the

seniority.

(B) If the initial appointment is not

made by following the procedure

laid down by the rules but the

appointee continues in the post

uninterruptedly till the

regularization of his service in

accordance with the rules, the

period of officiating service will

be counted.”

The respondent and others were appointed as Sub-

Inspectors out of seniority looking to the outstanding

merit and record prior to the direct recruits like the

appellant. Their services were admittedly regularized

by relaxing the Service Rules in exercise of power

available under Rule 47 of the General Rules. The

appellant did not challenge the validity of Rule 47 and

no malafides were established against the authorities

in exercise of powers of relaxation under the said

Rule. The Tribunal has recorded a finding that the

rule relating to the method of recruitment was not

relaxed but only the conditions which had to be

fulfilled for the purpose of promotion to the category

of Sub-Inspector were relaxed; this finding is not

disturbed by the High Court; there was no relaxation as

to the basic qualification; the State Government

regularized the services of the respondent and others

with retrospective effect from the date they were

temporarily appointed as Sub-Inspectors (OSSIs). It

is also not disputed that they continued in service

uninterruptedly for about 12-13 years till their

services were regularized with retrospective effect.

This being the factual position it could not be said

that the corollary to paragraph 47(A) of the

aforementioned Constitution Bench judgment applies to

the facts of the present case. Once their services

were regularized it cannot be contended that their

initial appointment was only on ad hoc basis and not

according to the Rules and made as a stop-gap

arrangement. On the other hand paragraph 47(B)

supports the case of the respondent.

This Court had occasion to consider the power of

Government to relax the service rules under Rule 47 of

General Rules in Government of Andhra Pradesh and

others vs. Sri D. Janardhana Rao and another [(1976) 4

SCC 276]. In that case a panel of Deputy Tehsildars

for promotion to the cadre of Tehsildars was prepared.

The rules at the relevant point of time required that

for including in the panel for promotion as Tehsildars,

the Deputy Tehsildars had to satisfy certain

qualifications including that as Deputy Tehsildars they

should have exercised Magisterial powers. Taking note

of the historical reasons, the Government considered it

unfair to exclude the Deputy Tehsildars from Telangana

area of Andhra Pradesh for inclusion in the panel for

promotion as Tehsildars. Hence exercising power under

Rule 47 the Government granted relaxation and the

Deputy Tehsildars coming from Telangana area were

included in the panel for promotion as Tehsildars.

When there was challenge to the power of the Government

to relax the conditions of service under Rule 47, this

Court expressed the view that Rule 47 of the General

Rules gives power to the Governor to relax the rigour

of the General Rules in such manner as may appear to be

just and equitable. The Court went on to say: –

“It is not difficult to see that the

occasion for acting under Rule 47 may

well arise after the attention of the

Govt. is drawn to a case where there has

been a failure of justice. In such

cases justice can be done only by

exercising the power under R. 47 with

retrospective effect, otherwise the

object and purpose of the rule will be

largely frustrated.”

(Emphasis supplied)

In the same judgment the contention that relaxation can

be made under Rule 47 prospectively and not

retrospectively was rejected by this Court.

This Court yet again in M. Venkateshwarlu and

others vs. Government of A.P. and others [(1996) 5 SCC

167], held that under Rule 47 the Governor is empowered

to relax the rigour of the General Rules in such manner

as may appear to him to be just and equitable

retrospectively also. In that case the appellant was

promoted as Deputy Tehsildar on 20.6.1984. The panel

effective from 1.7.1983 for regular promotion was to be

drawn for the year 1983-84; he had not completed the

requisite length of service postulated by Rule 8(ii) of

the A.P. Revenue Subordinate Service Rules, 1961

(Special Rules), for regular promotion as Deputy

Tehsildar. He requested for relaxation under Rule 47

of the Rules. The State Government relaxed the

shortfall and empanelled him for the year 1983-84

instead of 1987-88 and accordingly he was promoted on

regular basis. This relaxation given to the appellant

was assailed. Dealing with the question, in paragraph

8, this Court observed: –

“8. Thus it could be seen that the

Governor is empowered to relax the

rigour of the General Rules in such

manner as may appear to him to be just

and equitable in the interest of justice

and equity. Justice can be done only by

exercising the power retrospectively.

Otherwise, the object and purpose of

Rule 47 will be largely frustrated. The

finding of the Full Bench of the

Tribunal that Rule 47 cannot be

exercised retrospectively is, therefore,

clearly illegal.”

(Emphasis supplied)

In that judgment another question was also considered

whether giving of notice to the persons likely to be

affected was necessary before exercising the power of

relaxation under Rule 47. In paragraph 11 of the

judgment in regard to the same question it is stated,

thus:-

“11. The question then is: whether

notice to all the persons who are likely

to be affected is required before

exercising the power under Rule 47? The

rule ex facie does not contemplate any

notice being given. It is not a case of

considering inter se claim of any

particular individuals. It is a case of

relaxing the eligibility of a single

individual as against many. Under these

circumstances, we do not think that the

rule envisages notice to all the

affected persons.”

At any rate, in the present case not giving notice to

the appellant before relaxation was given to the

respondent was immaterial as promotion was given to the

respondent in promotee quota, as already stated above.

The facts of the case in Desoola Rama Rao and

another vs. State of Andhra Pradesh and others [1988

(Supp.) SCC 221] were almost similar to the facts of

the case with which we are dealing. In that case

respondents 3 and 4 were temporarily appointed as

Assistant Engineers on 14.8.1959 and 19.5.1960

respectively before the appellants were recruited as

Assistant Engineers. In exercise of powers under Rule

22(a) of the General Rules, the services of respondents

had been regularized retrospectively with effect from

19.5.1961 by the Chief Engineer by order dated

3.5.1967. In paragraph 4 of the said judgment this

Court observed that the regularization of services of

respondents 3 and 4 as directed to take effect, is not

anterior to their appointment as Assistant Engineers,

the regularization cannot be said to have been vitiated

on account of arbitrariness. From this judgment it

follows that the power of relaxation can be exercised

retrospectively and it can be exercised for the

specific purpose of regularization of services of a

temporary appointee with retrospective effect from the

date of his appointment under Rule 10(a) of the A.P.

General Rules.

Yet, another decision of this Court in P.V.T.

Phillip vs. P. Narasimha Reddy and others [1993 Supp.

(3) SCC 438] supports the case of the respondent to the

effect that power to relax under Rule 47 can be

exercised with retrospective effect wherever required

in the interest of justice and equity.

In the case on hand the appointment of the

respondent made under Rule 10(a)(i)(I) was regularized

by relaxing the relevant service rules and the Standing

Order No. 107 of Andhra Pradesh Police Manual Part I by

exercising the powers under Rule 47 of General Rules.

The Government, as observed by the High Court, for good

reasons have chosen to regularize the services of the

respondent with effect from the date of temporary

promotion as Sub-Inspector in recognition and providing

incentive for merit and in public interest. The High

Court also noticed that the respondents were given out

of seniority promotions on the basis of their

individual extraordinary services and merit. The High

Court found fault with the observations made by the

Tribunal that the appointment of the respondent was not

in accordance with the rules and that his appointment

was not made after considering the case of all other

eligible persons as per the Rules and as such their

services could not be counted for seniority in the

cadre of Sub-Inspectors from the date of their

temporary appointment. The High Court observed that

the question of considering the case of every eligible

person along with them would scarcely arise as in such

cases, it is only a particular individual based on his

notable performance and merit would be picked up for

out of seniority promotion as has been done in this

case. The High Court also noted that the General Rules

provided for ad hoc appointment under Rule 10(a)(i)(1)

of the General Rules and in this case there is a

provision for appointment by promotion and that is how

the respondent had been promoted. In regard to giving

of notice to the persons likely to be affected before

exercise of power to relaxation under Rule 47, the High

Court in paragraph 22 of the impugned judgment

observed: –

“22. The only other contention which

needs mention is that at any rate the

impugned orders of the Government would

not affect the interests (seniority) of

the un-official respondents inasmuch as

no notice has been given to them before

the Government passed the impugned

orders. It may be mentioned here, the

impugned orders do not relate to fixing

the inter se seniority within the cadre

of Sub-Inspectors. The petitioners

herein were promoted in their individual

cases based on their exceptional merit

and performance. If regularization of

their services by relaxing the rules

under Rule 47 of the A.P. General Rules

happens to affect the seniority of

others, this itself does not support the

contention that the impugned orders

could not have been passed without prior

notice to the un-official respondents

and others. Further, Rule 47 of the

General Rules does not contemplate

issuance of notice before the power is

exercised it. The Supreme Court in the

case of M. Venkateswarlu (supra) has

held that Rule 47 ex facie does not

contemplate any notice. It was also

observed that it was not a case to

consider inter se claims of any

particular individual and that it was a

case of relaxing the eligibility

requirement of a single individual as

against many. In these circumstances,

it was held that no notice was

required.”

Another important factor to be kept in mind is

that a finding is recorded by the High Court that the

promotion given to the respondent to the post of Sub-

Inspector was against the vacancies meant for the quota

of promotees. The respondent was admittedly promoted

on temporary basis as OSSI prior to the recruitment of

the appellant. Once his services were regularized that

too in the promotee quota, the appellant being direct

recruit cannot make any grievance. In this view it

cannot be said that the appellant was an affected

person for want of notice before passing the order of

relaxation to question the seniority of the respondent.

The decisions cited on behalf of the appellant,

according to the High Court, did not support the case

of the appellant having regard to the facts of those

cases and rightly so in our view. That apart, in the

light of the direct decisions of this Court dealing

with Rule 47 of the General Rules the High Court was

right in following them in the impugned order.

The case of N.K. Durga Devi vs. Commissioner of

Commercial Taxe, Hyderabad and others [(1997) 11 SCC

91] also does not help the appellant for three reasons

(1) it is on the facts of that case, (2) as can be seen

from paragraph 3 of the judgment, the order was made on

the basis of concession made by the learned counsel

that the relaxation could not have been validly passed

without giving notice to all the affected parties since

that would be in violation of principles of natural

justice, and (3) respondent was promoted as OSSI in

promotee quota and not against quota meant for direct

recruits to which category the appellant belonged.

Thus viewed from any angle we do not find any good

reason or valid ground to interfere with the impugned

judgment. Hence, finding no merit in this appeal it is

dismissed. No costs.