High Court Patna High Court

Vijay Kumar Singh vs Bihar State Financial Corporat on 15 April, 2010

Patna High Court
Vijay Kumar Singh vs Bihar State Financial Corporat on 15 April, 2010
Author: V.N. Sinha
                 C.W.J.C.No. 3139 of 1997

                       VIJAY KUMAR SINGH
                 SON OF SRI SHOBHI LAL VERMA,
 RESIDENT OF MOHALLA- RAVINDRA SADAN, 3RD FLOOR, ARYA
KUMAR ROAD, MACHHUA TOLI, PATNA- 4, AT PRESENT POSTED
AS A.O.S. BIHAR STATE FINANCIAL CORPORATION, GANGJALA,
                  SAHARSA :-------- PETITIONER.
                            -VERSUS-
    1. BIHAR STATE FINANCIAL CORPORATION, THROUGH ITS
                CHAIRMAN, FRASER ROAD, PATNA.
    2. SRI ASHOK KUMAR SINGH, SON OF NAME NOT KNOWN
MANAGING DIRECTOR, BIHAR STATE FINANCIAL CORPORATION,
                      FRASER ROAD, PATNA.
 3. ASHOK KUMAR, A.G.M. CUM-CONDUCTING OFFICER, BIHAR
    STATE FINANCIAL CORPORATION, FRASER ROAD, PATNA.
 4. R.P.SINGH, SON OF NAME NOT KNOWN TO THE PETITIONER
 BRANCH MANAGER, BIHAR STATE FINANCIAL CORPORATION,
                         FATUHA, PATNA.
5. BRANCH MANAGER, BIHAR STATE FINANCIAL CORPORATION,
                  SAHARSA BRANCH, SAHARSA.
    6. O.S.D.(P & A), BIHAR STATE FINANCIAL CORPORATION,
            FRASER ROAD, PATNA :---- RESPONDENTS.

                         -WITH-

       CIVIL WRIT JURISDICTION CASE No.11838 OF 1997

                    VIJAY KUMAR SINGH
               SON OF SRI SHOBHI LAL VERMA,
 RESIDENT OF MOHALLA- RABINDRA SADAN, 3RD FLOOR, ARYA
KUMAR ROAD, MACHHUA TOLI, PATNA- 4, AT PRESENT POSTED
 AS A.O.S. BIHAR STATE FINANCIAL CORPORATION, GANGJALA,
                SAHARSA :-------- PETITIONER.
                         -VERSUS-
   1. BIHAR STATE FINANCIAL CORPORATION, THROUGH THE
              CHAIRMAN, FRASER ROAD, PATNA.
    2. SRI ASHOK KUMAR SINGH, SON OF NAME NOT KNOWN
MANAGING DIRECTOR, BIHAR STATE FINANCIAL CORPORATION,
                   FRASER ROAD, PATNA.
 3. L.P.KARAN, SON OF NAME NOT KNOWN, DEPUTY MANAGER,
BIHAR STATE FINANCIAL CORPORATION, FRASER ROAD, PATNA.
4. SHRI ASHOK KUMAR, ASSISTANT GENERAL MANAGER, BIHAR
     STATE FINANCIAL CORPORATION, FATUHA, PATNA. :----
                       RESPONDENTS.
                                            -2-




                                                     -----------
For The Petitioner :            M/S. SYED ARSHAD ALAM,
                                GAUTAM KUMAR YADAV,
                                MD. ARIF & ANJUM PRAVEEN, ADVOCATES.

For The Respondent
B.S.F.C.         :             1. MR. Y.V.GIRI, SENIOR ADVOCATE.
                               2. MR. RAJU GIRI, ADVOCATE.
                                                 =========

                                            PRESENT


                       THE HON'BLE MR. JUSTICE V.N. SINHA

V.N.Sinha,J.                Petitioner and the respondents in the two writ applications are

common, in the circumstances, both the applications have been taken up

together for hearing in the light of the orders of this Court dated 17.3.1999

passed in C.W.J.C.No. 3139 of 1997.

2. Petitioner at the relevant time served on the post of Assistant

Office Superintendent in the Bihar State Financial Corporation (hereinafter

referred to as the “Corporation”). In C.W.J.C.No. 3139 of 1997 he has

challenged the office order bearing Memo No. 3525 dated 28.2.1997,

Annexure-9, whereunder in the light of the findings recorded by the Enquiry

Officer under report dated 20.1.1997, Annexure-7 pursuant to memo of

charge dated 1.11.1996, Annexure-1, he has been awarded the punishment of

demotion and demoted to the rank of Assistant for failure to comply the

transfer order dated 15.2.1996, Annexure-A to the counter affidavit directing

him to join the Saharsa Branch Office by 23.2.1996 thereby he remained

under unauthorized absence for 164 days with effect from 19.2.1996 till

31.7.1996.

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3. In C.W.J.C.No. 11838 of 1997 petitioner has challenged the

contents of Letter No. 1231 and 1232 dated 8.8.1997, Annexures 1 and 1/1,

whereunder he has been communicated the Annual Confidential Remarks

recorded against him by the Managing Director of the Corporation for the

year 1994-95 and 1995-96. In the said writ case he has also challenged the

memo of charge dated 26.9.1997, Annexure-2, whereunder he is alleged to

have displayed gross indiscipline and misconduct against the Managing

Director of the Corporation by directly writing letter dated 14.8.1997 to the

I.D.C, Government of Bihar, Patna, contents whereof are derogatory,

outrageous and obnoxious exceeding all bounds of decency, reasonableness

and propriety amounting to gross indiscipline and misconduct. Under letter

dated 14.8.1997 he is also alleged to have made contemptuous remarks

against the judiciary. It is further alleged in the charge-sheet that although

petitioner is on the post of Assistant in the Corporation, he has described

himself as Assistant Office Superintendent which is an act of grave

misconduct and disobedience of order contained in Memo No. 3525 dated

28.2.1997 impugned as Annexure-9 in the former writ case.

4. By filing Interlocutory Application No. 4786 of 1998 in

C.W.J.C.No. 11838 of 1997 petitioner initially prayed for stay of the office

order dated 3.4.1998, Annexure-L by which he was awarded the punishment

of compulsory retirement from the service of the Corporation. Later,

petitioner filed Interlocutory Application No. 5357 of 1998 in the same writ

petition praying inter alia to quash the office order dated 3.4.1998 appended

as Annexure-L to Interlocutory Application No.4786 of 1998 compulsorily

retiring him from the service of the Corporation with effect from 3.4.1998.

5. In response to the charge-sheet dated 1.11.1996, Annexure-1
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alleging non-compliance of the transfer order dated 15.2.1996, Annexure-A

to the counter affidavit and for failure to join the transferred post at Saharsa

Branch Office on or before 23.2.1996 in compliance of the instructions

relieving him dated 19.2.1996 petitioner submitted his show-cause reply

dated 18.11.1996, Annexure-3 stating that he received the transfer order on

16.2.1996 while he was in office and on the date of receipt of the transfer

order the condition of his father was serious who had fallen ill on 2.2.1996,

petitioner being the only son and person available in the family to look after

his ailing father, as his mother pre-deceased his father, under registered letter

dated 19.2.1996 applied for grant of ordinary leave from 19.2.1996 till

15.3.1996 after the office of the Corporation opened on 19.2.1996 as

17.2.1996 and 18.2.1996 were holidays. The leave was further extended

under letter dated 16.3.1996, 15.4.1996, 1.6.1996, 5.7.1996 and 20.7.1996.

In response to Charge No.1 petitioner specifically stated that he never

received the relieving order bearing Memo No. 1169 dated 19.2.1996 either

through the special messenger or by registered post. In response to Charge

No.2 petitioner stated that he received the transfer order dated 15.2.1996

when the condition of his father was serious and denied the allegation that he

refused to receive the letters through special messenger or registered post. In

response to Charge No.3 that he ignored the notice published in “Hindustan”,

Patna edition on 11.4.1996 petitioner stated that he promptly replied to the

notice published in the newspaper vide his letter dated 15.4.1996, copy

whereof was also sent to the Managing Director informing him that the

condition of his father was serious and he was unable to join duty. In the

letter written in response to the notice published in the newspaper petitioner

also stated that no letter of the Head Office either under registered cover or
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through special messenger has been served on him and there was no question

of refusing to receive such letter. In response to Charge No.4 petitioner

categorically stated that he never refused to receive the registered letter dated

9.7.1996, 11.7.1996 and 23.7.1996 and allegation to the contrary is incorrect

and unfounded. He further stated in response to the said charge that he never

refused to receive any letter sent to him either by registered post or special

messenger. On the contrary, he asserted that he always informed the Head

Office about his inability to join the transferred place and made request for

grant of ordinary leave which remained pending till the filing of the show-

cause and the authorities were aware about the ailing condition of his father

and inability of the petitioner to leave Patna. In response to Charge No.5

petitioner stated that he joined the Saharsa Branch Office on 01.08.1996 after

the condition of his father stabilized. Earlier he could not join the transferred

post on account of the compelling circumstance of his father’s paralytic

condition.

6. Having filed the aforesaid show-cause petitioner requested the

Enquiry Officer to accept the same and to exonerate him of the charges

levelled against him. Having received the show-cause reply of the petitioner

dated 18.11.1996, Annexure-3 the Enquiry Officer under letter dated

27.11.1996, Annexure-4 fixed 12.12.1996 as the date for hearing in the

proceeding. Petitioner appeared on 12.12.1996 before the Enquiry Officer

and reiterated the contents of his show-cause reply dated 18.11.1996,

Annexure-3 and further asserted that he had received the transfer order dated

15.2.1996 on 16.2.1996 which can be confirmed from the log book of the

Managing Director. He further submitted that he did not ignore the notice

published in “Hindustan”, Patna edition on 11.4.1996 in response whereto he
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had written registered letter with Acknowledgment Due to the Branch

Manager on 15.4.1996 explaining the circumstances in which he could not

join the Saharsa Branch Office. Copy of the letter dated 15.4.1996 was also

sent to the Managing Director through fax and receipt showing dispatch of

the letter dated 15.4.1996 to the Branch Manager under registered post and

to the Managing Director under fax message was also produced before the

Enquiry Officer. Aforesaid fact is found mentioned in the supplementary

show-cause filed by the petitioner before the Enquiry Officer on 12.12.1996,

Annexure-6 in C.W.J.C.No.3139 of 1997.

7. The Enquiry Officer having examined the cause shown by the

petitioner dated 18.11.1996, Annexure-3 and 12.12.1996, Annexure-6

submitted Enquiry Report dated 20.1.1997 holding the petitioner guilty of

all the charges. While holding the petitioner guilty of the charges levelled

against him, the Enquiry Officer rejected the plea of illness of the father of

the petitioner as unconvincing although petitioner had produced prescription

and other documents with ordinary leave application(s) to establish the fact

that his father was critically ill and required the assistance of the petitioner.

The Enquiry Officer also found the petitioner guilty of not receiving letters

sent to him either under registered post or through special messenger but in

this connection, the Enquiry Officer neither referred to any registration

receipt showing dispatch of any letter to the petitioner nor examined the

special messenger who had gone to the petitioner for serving any letter

which the petitioner refused to receive. The Enquiry Officer also did not

refer to any service-report of the special messenger. Learned counsel for the

petitioner with reference to the aforesaid laches on the part of the Presenting

Officer to produce registration/service report, examine the special messenger
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submitted that the findings recorded in regard to Charge No.2 is without any

material and should be ignored. The Enquiry Officer also found the

petitioner guilty of ignoring the notice published in “Hindustan”, Patna

edition on 11.4.1996 directing him to join the transferred post by 20.4.1996

although in response thereto petitioner had submitted his application dated

15.4.1996 to the Branch Manager under registered post copy whereof was

also sent to the Managing Director of the Corporation through fax informing

him that his father continued to be serious and he is unable to join the

transferred post by 20.4.1996 but contents of the letter dated 15.4.1996 was

ignored and his application for leave for the period between 19.2.1996 to

15.3.1996 was rejected under letter dated 4.3.1996 referred to in the notice

published in “Hindustan”, Patna edition dated 11.4.1996 which is said to

have been sent to the petitioner under registered post but the registration

receipt showing dispatch of letter dated 4.3.1996 to the petitioner under

registered cover was never produced before the Enquiry Officer nor any

material was produced to suggest that the father of the petitioner was not

critically ill, as such, learned counsel for the petitioner submitted that the

finding that petitioner ignored the notice published in “Hindustan”, Patna

edition on 11.4.1996 is not correct as in response thereto he had dispatched

letter dated 15.4.1996 under registered cover to the Branch Manager with

copy to the Managing Director of the Corporation through fax informing

them about the illness of his father and his inability to join the transferred

post by 20.4.1996 and the receipt showing dispatch under registered cover

and fax was also produced before the Enquiry Officer which is evident from

the supplementary show-cause reply dated 12.12.1996, Annexure-6, as such,

the finding that petitioner ignored the contents of the notice published in the
-8-

newspaper to join the transferred post at Saharsa by 20.4.1996 is not correct

as the father of the petitioner remained critically ill during that period.

Learned counsel for the petitioner assailed the finding of the Enquiry

Officer, as regards Charge No.4 that letter dated 09.07.1996, 11.7.1996 and

23.7.1996 were served on the petitioner through registered cover is wholly

incorrect as while recording such finding the Enquiry Officer only perused

the letter which indicated that those letters were sent to the addressee

through registered post but no registration receipt was produced in support of

the fact that letters were actually dispatched through registered post and for

failure of the Presenting Officer to produce the receipt showing dispatch of

the letters through registered post there cannot be any conclusive proof that

the letters were actually dispatched through registered post. Learned counsel

for the petitioner also refuted the findings of the Enquiry Officer that

petitioner joined the transferred post as per his sweet will on 01.08.1996 as

during the period between 19.2.1996 till 31.7.1996 the father of the

petitioner was critically ill and there was none in the family to look after him

petitioner kept on requesting the authorities to grant and extend his ordinary

leave from time to time. No sooner the condition of his father stabilized, he

joined the transferred post on 01.08.1996. In view of the fact that the

authorities never questioned the veracity and correctness of the medical

prescription and other materials produced by the petitioner from time to time

with his ordinary leave application(s) that his father remained critically ill

during the period between 19.2.1996 till 31.7.1996, the authorities are

estopped from questioning the veracity and correctness of those material

after the condition of his father has stabilized. Learned counsel for the

petitioner further submitted that in case the authorities doubted the plea of
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illness of the father of the petitioner it was open for them to have asked the

petitioner to get his father examined by any doctor of the choice of the

authorities but without any medical evidence suggesting to the contrary the

plea of illness raised by the petitioner on the basis of the medical prescription

issued by the doctor attending on his father could not have been rejected.

8. The finding of the Enquiry Officer was forwarded by the

Managing Director of the Corporation to the petitioner under letter dated

21.1.1997, Annexure-7 asking the petitioner to furnish his comment/reaction

on the points emerging in the Enquiry Report latest by 5.2.1997. In response

to the instructions contained in letter dated 21.1.1997, Annexure-7. Petitioner

submitted his comment/reaction under letter dated 30.1.1997, Annexure-8,

once again reiterating the fact that his father is 75 years old, after the demise

of his mother has become lonely, sick, infirm and completely dependent on

the petitioner, his only son for his treatment and nursing. Petitioner further

submitted that his father suffered paralytic stroke on 2.2.1996 and since then

he is being looked after by the petitioner by sparing time from the office,

meanwhile, petitioner was transferred under order dated 15.2.1996 calling

upon him to join Saharsa Branch Office by 23.2.1996. The transfer order was

received by him on 16.2.1996. The condition of the father of the petitioner

was such that it was impossible for the petitioner to join the transferred post

at Saharsa by 23.2.1996. Accordingly, after reopening of the office on

19.2.1996 petitioner had no option but to apply for grant of ordinary leave

for the period between 19.2.1996 till 15.3.1996 and he had no intention to

violate the transfer order dated 15.2.1996 rather he was compelled by the

circumstances to apply for grant of ordinary leave. The finding of the

Enquiry Officer that petitioner deliberately disobeyed the transfer order is

– 10 –

not correct. It was also stated that petitioner never refused to accept any letter

sent to him either through registered post or through special messenger and

finding to the contrary recorded by the Enquiry Officer is misplaced as

neither the receipt showing dispatch of the letter through registered post was

produced before him nor any special messenger who was entrusted to serve

the letter on the petitioner was ever examined in the proceeding. He also

contended that he never ignored the notice published in the newspaper on

11.4.1996 calling upon him to join the transferred post by 20.4.1996 as in

response to the said notice he again informed the Branch Manager through

registered post and the Managing Director under fax message that his father

continues to be critically ill and it may not be possible for the petitioner to

leave his father alone and join the transferred post at Saharsa. The Managing

Director considered the comment dated 30th January, 1997, Annexure-8

received from the petitioner and passed office order bearing Memo No. 3525

dated 28.2.1997, Annexure-9 demoting the petitioner from the post of

Assistant Office Superintendent to the rank of Assistant.

9. Petitioner challenged the aforesaid order dated 8.2.1997,

Annexure-9 by filing C.W.J.C.No. 3139 of 1997 on the ground that while

rejecting the plea of illness of the father of the petitioner both the Enquiry

Officer and the Managing Director have proceeded on the basis of conjecture

and surmises without there being any material to disprove the contention of

the petitioner that his father was critically ill during the period between

19.2.1996 till 31.7.1996 and required the assistance of the petitioner for

nursing as it was only the petitioner available in the family to attend on him

after he suffered the paralytic stroke on 2.2.1996. Meanwhile, petitioner was

transferred to Saharsa Branch Office under order dated 15.2.1996 and he had

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no option but to apply for ordinary leave. Without there being any material

to suggest that petitioner had raised false plea of his father’s illness, his

request for grant of ordinary leave was rejected under letter dated 4.3.1996,

copy whereof was never served on the petitioner and this fact was brought to

the notice of the authorities under letter dated 15.4.1996 submitted in

response to the notice published in “Hindustan”, Patna edition on 11.4.1996

copy whereof was not only sent to the Branch Manager under registered post

but also to the Managing Director through fax and receipt showing dispatch

under registered cover/fax was produced before the Enquiry Officer as is

evident from the supplementary show-cause dated 12.12.1996, Annexure-6

and the finding to the contrary recorded by the Enquiry Officer that

petitioner continued to ignore the instruction of the authorities to join the

transferred post is wholly devoid of merit as those instructions were issued

by the authorities without appreciating the fact that his father was critically

ill and in such circumstances, it was not only difficult but impossible for the

only son to have joined the transferred post leaving his father all alone.

10. Learned counsel for the petitioner further submitted that

aforesaid aspect of the matter although raised in the comment furnished by

the petitioner in response to the findings recorded by the Enquiry Officer

under comment dated 30.1.1997, Annexure-8 were not even referred to by

the Managing Director under the impugned order, as such, the impugned

order suffers from the vice of arbitrariness as the same has not considered the

factum of illness of the father of the petitioner, although prescriptions

attached with the ordinary leave application were submitted to the Branch

Manager and the Managing Director and averment to that effect has been

made in the comment dated 30th January, 1997 submitted by the petitioner to

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the Managing Director, Annexure-8, which was so vital and necessary for

being considered while considering the comment of the petitioner before

passing the impugned order demoting the petitioner.

11. Learned counsel for the petitioner assailed the office order

dated 3.4.1998, Annexure-L to Interlocutory Application No. 4786 of 1998

in C.W.J.C.No. 11838 of 1997 on the ground that the same proceeded on the

basis of the ex parte Enquiry Report dated 28.01.1998, Annexure-D although

petitioner had requested the Enquiry Officer under letter dated 15.1.1998 to

furnish the gravamen of the charge levelled against him that he displayed

gross indiscipline and misconduct by writing letter dated 14.8.1997 to the

I.D.C., Government of Bihar, Patna, contents whereof were derogatory,

outrageous and obnoxious by serving a copy of the letter dated 14.8.1997 on

the petitioner but the Enquiry Officer without ensuring service of the copy

of the said letter, as is evident from internal Page-5 of the Enquiry Report

itself, proceeded to conduct the enquiry and hold him guilty of writing letter

dated 14.8.1997 without serving a copy of the letter dated 14.8.1997 on the

petitioner so as to enable him to deny the contents of the letter. In this

connection, learned counsel for the petitioner further submitted that after

receipt of the memo of charge dated 26.9.1997, Annexure-2 petitioner

challenged the same by filing Interlocutory Application No. 7153 of 1997 in

the earlier writ petition, C.W.J.C.No. 3139 of 1997 which was permitted to

be withdrawn under order dated 5.12.1997 passed in C.W.J.C.No. 3139 of

1997 with liberty to challenge the charge-sheet dated 26.09.1997, Annexure-

2 by filing a fresh writ petition. As 6.12.1997 was the date fixed in the

proceeding, counsel for the petitioner submitted before the Hon’ble Court

that the Conducting Officer is not likely to grant him time to file his written

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defence in the proceeding, whereafter the Court verbally directed the counsel

for the Corporation Sri P.K.Shahi that in the event adjournment being sought

by the petitioner in the proceeding, the same should be allowed. In the light

of the observations of the Hon’ble Court petitioner through his lawyer Sri

Mithilesh Kumar Pathak requested the Enquiry Officer under letter dated

6.12.1997, Annexure-4 to grant six weeks’ time so as to enable him to

participate in the Enquiry Proceeding and fix mutually convenient date for

inspection of the records but the request for adjournment and perusal of the

documents relied in support of the charge contained in letter dated

6.12.1997, Annexure-4 was rejected by the Enquiry Officer and 22.12.1997

was fixed as date for hearing in the proceeding by way of last chance with

direction to the petitioner to file his written show cause by that date. On

20.12.1997 petitioner filed the subsequent writ case C.W.J.C.No. 11838 of

1997 praying inter alia to direct the respondent to drop the departmental

proceeding initiated in the light of charge-sheet dated 26.9.1997, Annexure-2

and having filed the second writ case petitioner under his letter dated

22.12.1997, Annexure-8 to Interlocutory Application No. 78 of 1998 again

reiterated the contents of his earlier letter dated 6.12.1997, Annexure-4,

whereunder request was made for adjournment of the proceeding in the light

of the verbal observations of the Hon’ble Court made in presence of the

retained lawyer of the Corporation Sri P.K.Shahi but the prayer to adjourn

the proceeding was rejected and such rejection of the prayer to adjourn the

proceeding, according to the petitioner was contempt and willful

disobedience of the observations of the Hon’ble Court. In the light of the

verbal observations of the Hon’ble Court petitioner once again through his

lawyer under letter dated 22.12.1997, Annexure-8 to Interlocutory

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Application No. 78 of 1998 requested the Enquiry Officer to adjourn the

proceeding by four weeks. From internal page-3 of the Enquiry Report dated

28.1.1998, Annexure-D it appears that the request of the petitioner to adjourn

the proceeding by four weeks contained in letter dated 22.12.1997,

Annexure-8 to Interlocutory Application No. 78 of 1998 was referred to the

retained lawyer of the Corporation Sri P.K.Shahi for opinion and Sri Shahi,

according to the Enquiry Officer, opined that as long there is no specific

order of the High Court restraining the enquiry against the petitioner, same

should continue. Petitioner prayed for adjournment of the enquiry

proceeding in the light of the verbal observations of the Hon’ble Court made

during the hearing of Interlocutory Application No. 7153 of 1997 on

5.12.1997 and according to learned counsel for the petitioner the Enquiry

Officer should have confirmed from the retained lawyer of the Corporation

whether the High Court made any verbal observations to grant adjournment

in the proceeding. From the Enquiry Report dated 28.1.1998, Annexure-D it

does not appear that any such query was made from Sri P.K.Shahi yet the

prayer of the petitioner to adjourn the proceeding was rejected on the ground

that there was no specific order of the High Court to grant adjournment.

Under order bearing Memo No. 2556 dated 7.1.1998 the Enquiry Officer

fixed 19.1.1998 as the date for ex parte proceeding. This Court considered

the request of the petitioner made in Interlocutory Application No. 78 of

1998 to stay the enquiry proceeding under order dated 13.1.1998 but rejected

the same directing the Corporation to file counter affidavit by 19th February,

1998 with further direction that the writ case be listed for admission

thereafter. Under letter dated 15.1.1998 petitioner informed the Enquiry

Officer that he has filed writ petition questioning the validity of the memo of

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charge dated 26.09.1997, Annexure-2 and the matter is likely to be taken up

in the second week of February, 1998, the matter being subjudice and the

document (letter dated 14.08.1997) relied in support of the memo of charge

dated 26.09.1997, Annexure-2 having not been served on the petitioner, as is

evident from the memo of charge itself, the proceeding should be stayed.

From internal Page-5 of the Enquiry Report dated 28.01.1998, Annexure-D it

further appears that the request of the petitioner to furnish the copy of the

documents relied in support of the memo of charge was rejected by the

Enquiry Officer. The Enquiry Officer thereafter submitted ex parte Enquiry

Report dated 28.01.1998, Annexure-D which was served on the petitioner by

the Managing Director under letter dated 29.1.1998, Annexure-D asking the

petitioner to submit his reaction/comment on the points emerging out of the

ex parte Enquiry Report dated 28.01.1998 by 10.2.1998. Petitioner having

received the letter dated 29.1.1998 on 6.2.1998 requested his lawyer Sri

Mithilesh Kumar Pathak to appear before the Managing Director on

10.2.1998 and seek further time so as to enable him to submit his comment

over the ex parte Enquiry Report dated 28.1.1998. Sri Mithilesh Kumar

Pathak in compliance of the request of the petitioner went to appear before

the Managing Director on 10.2.1998 in his chamber for seeking further time

to enable the petitioner to file his comment but the Managing Director was

not available in his chamber and, accordingly, petitioner was informed about

the unavailability of the Managing Director for obtaining further extension

of time to submit comment whereafter petitioner under registered letter dated

10.2.1998, Annexure-E sought four weeks’ time for preparing his comment

and reaction over the ex parte Enquiry Report dated 28.1.1998, Annexure-D.

The Managing Director, however, under letter dated 21.2.1998, Annexure-F

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extended the time for submitting comment by 3.3.1998 which was further

extended by the Managing Director under letter dated 2.3.1998, Annexure-H

until 9.3.1998. Petitioner under letter dated 3.3.1998, Annexure-G requested

the Managing Director to change the Enquiry Officer who had proceeded to

hold him guilty of the charges levelled against him without even furnishing

the copy of the letter dated 14.08.1997 and set aside the findings in the

Enquiry Report so that petitioner could comment on the authenticity of the

letter and its contents before the newly appointed Enquiry Officer. In

response to the request of the petitioner to furnish the copy of the letter dated

14.08.1997 as per the request made in letter dated 3.3.1998, Annexure-G

petitioner was given copy of the letter dated 14.08.1997 under letter of the

Managing Director dated 09.03.1998 but the Enquiry Officer was not

changed whereafter petitioner under letter dated 21.3.1998, Annexure-J

informed the Managing Director that he has received the letter dated

09.03.1998 containing the required document (letter dated 14.8.1997) on

17.3.1998 directing him to furnish the show-cause by 20.03.1998 and,

accordingly, he came to Patna from Saharsa on 20.03.1998 to consult his

lawyer but thereafter learnt that the lawyer has gone to Delhi and is expected

to return by 23.03.1998 and, in the circumstances, he prayed for three weeks’

time to file his comment. The prayer to grant three weeks’ further time to file

the comment was rejected by the Managing Director under letter dated

23.03.1998 directing the petitioner to file his comment by 31.3.1998. In

response to such direction petitioner came to Patna from Saharsa and under

letter dated 31.3.1998, Annexure-K informed the Managing Director that as

his prayer to set aside the ex parte Enquiry Report dated 28.1.1998,

Annexure-D has already been rejected by the Managing Director, he shall

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challenge the order of the Managing Director before the Board of Directors.

The Managing Director having considered the memo of charge dated

26.09.1997, Annexure-2, contents of the letter dated 14.08.1997 alleged to

have been written by the petitioner, Enquiry Report dated 28.01.1998,

Annexure-D and the comments of the petitioner dated 31.3.1998, Annexure-

K concluded that the charges levelled against the petitioner are proved with

reference to the contents of the letter dated 14.8.1997.

12. Learned counsel for the petitioner with reference to the memo

of charge dated 26.09.1997, Annexure-2 and the Enquiry Report dated

28.01.1998, Annexure-D submitted that the basis of the charge levelled

against the petitioner that he displayed gross indiscipline and misconduct by

directly writing letter dated 14.08.1997 to the I.D.C., Government of Bihar,

Patna making derogatory, outrageous and obnoxious remarks against the

Managing Director of the Corporation does not appear to have been proved

against the petitioner as inspite of repeated request made by the petitioner to

the Enquiry Officer to make the letter dated 14.8.1997 available for

inspection and to furnish a copy thereof so as to enable the petitioner to

challenge its authenticity the same was not produced and such request was

rejected by the Enquiry Officer, as is evident from internal Page 3 and 5 of

the Enquiry Report dated 28.1.1998, Annexure-D, as such, the ex parte

Enquiry report could not have been relied upon to punish the petitioner under

the impugned order.

13. In this connection learned counsel for the petitioner

specifically invited my attention towards the contents of the letter of the

lawyer of the petitioner dated 6.12.1997, Annexure-4, whereunder request

was made to fix a mutually convenient date for inspection of the documents

– 18 –

which is relied upon by the Corporation in support of the charge and also

towards the contents of the letter of the petitioner dated 15.1.1998,

Annexure-C referred to at internal Page-5 of the Enquiry Report dated

28.1.1998, Annexure-D, whereunder request was made to supply the

papers/documents on which the Corporation placed reliance in support of the

charge.

14. Learned counsel for the petitioner submitted that the

documents relied in support of the charge were neither produced nor copy

furnished to the petitioner, as such, could not have been relied upon in the

Enquiry Report and as the Enquiry Officer has relied over the same and has

held the petitioner guilty of the charge, the Enquiry Report is fit to be set

aside. In this connection, learned counsel for the petitioner further relied on

the contents of the letter of the petitioner dated 3.3.1998 addressed to the

Managing Director, contained in Annexure-G, whereunder request was made

to furnish the copy of the letter dated 14.8.1997 and to set aside the Enquiry

Report dated 28.1.1998, Annexure-D and entrust the enquiry to some other

officer so as to enable the petitioner to challenge the authenticity of the letter

dated 14.08.1997.

15. Learned counsel for the petitioner with reference to the

judgment of the Hon’ble Supreme Court in the case of Rama Kant Mishra

Vs. State of U.P. and others, reported in A.I.R. 1982 S.C. 1552 submitted

that in the instant case the misconduct alleged has not been proved as the

Corporation inspite of repeated demand by the petitioner did not furnish the

petitioner copy of the letter dated 14.8.1997 so as to enable him to challenge

the authenticity/authorship of the document before the Enquiry Officer. He,

however, submitted that even assuming that petitioner was the author of the

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letter, the punishment of compulsory retirement is disproportionate to the

misconduct alleged as petitioner is not said to have caused any financial loss

to the Corporation, he ought not to have been compulsorily retired from the

service of the Corporation when he had about five years to reach the age of

superannuation.

16. Having heard counsel for the petitioner and having perused the

charge-sheet dated, 1.11.1996, Annexure-1, the Enquiry Report dated

20.1.1997, Annexure-7, punishment order dated 28.02.1997, Annexure-9 in

C.W.J.C. No. 3139 of 1997, it appears that the Enquiry Officer while

recording the findings in the Enquiry Report dated 20.1.1997 and the

Managing Director while passing the impugned punishment order of

demotion dated 28.2.1997, Annexure-9 rejected the contents of the ordinary

leave application dated 19.2.1996, 16.3.1996, 15.4.1996, 1.6.1996, 5.7.1996

and 20.7.1996 along with the supporting medical prescription and other

documents on the basis of which petitioner submitted before the Branch

Manager and the Managing Director that his father, a widower, was

critically ill during the period between 19.2.1996 to 31.7.1996 required his

assistance as petitioner being the only son there was no other adult male in

the family to look after him, stating that petitioner submitted the ordinary

leave applications referred to above and the medical prescriptions through

registered post contrary to the prevailing practice of submitting the ordinary

leave application personally although he was residing and available at Patna.

The ordinary leave application and the prescriptions of the father of the

petitioner should have been considered by the authorities for grant of

ordinary leave. The Enquiry Officer also should have taken note of the

ordinary leave application, the prescriptions and the registration receipts

– 20 –

showing dispatch of the ordinary leave application to the Branch Manager

and the Managing Director of the Corporation. In view of the fact that the

Presenting Officer has not produced any material to show that the condition

of the father of the petitioner was not critical during the period between

19.2.1996 till 31.07.1996 it could not be presumed by the authorities that the

plea of father’s illness raised by the petitioner is incorrect. In case the

authorities doubted the plea of father’s illness raised by the petitioner it was

open for them to have asked the petitioner to get his father examined by any

doctor of the choice of the authorities but without any medical evidence

suggesting to the contrary the plea of illness raised by the petitioner on the

basis of the medical prescription produced by the doctor attending on his

father could not have been rejected and findings to the contrary recorded in

the Enquiry Report dated 20.1.1997, Annexure-7 is fit to be set aside. The

finding in the Enquiry Report as regards Charge No.2 that petitioner refused

to receive the letter through registered post and the special messenger to join

his duty at Saharsa Branch Office by 23.2.1996 is also fit to be rejected as

from perusal of the entire Enquiry Report it does not appear that any

registration receipt was produced before the Enquiry Officer to establish the

charge that the letter was actually dispatched through registered post so as to

raise presumption of service of the letter. By merely producing the letter

indicating registered post does not establish that the letter was actually

dispatched under registered cover. Without furnishing the registration

receipt, presumption in law under Section 27 of the General Clauses Act

about service of the letter cannot be raised. Charge No.3 that petitioner

ignored the notice published in “Hindustan”, Patna edition dated 11.4.1996

also does not appear to have been proved as in response to the said notice

– 21 –

petitioner wrote letter dated 15.4.1996 to the Branch Manager copy whereof

was also sent to the Managing Director through fax stating that the condition

of his father had become serious and he was unable to join duty. Petitioner

also stated therein that no letter of Headquarter under registered cover or

through special messenger was ever served on him. He also reiterated that

the allegation that he refused to receive the registered letter as also the letter

served through special messenger is incorrect. He further clarified that letter

of the Deputy Manager dated 4.3.1996 rejecting his request for grant of leave

for 26 days between 19.2.1996 to 15.3.1996 referred to in the press

publication dated 11.4.1996 was never served on him and no registration

receipt showing dispatch of letter dated 4.3.1996 under registered cover was

ever produced before the Enquiry Officer so as to raise the presumption of

service of letter dated 4.3.1996 on the petitioner. Charge No.4 that petitioner

refused to receive registered letter dated 9.7.1996, 11.7.1996 and 23.7.1996

also does not appear to have been proved as no receipt showing dispatch of

those letters through registered post was ever produced before the Enquiry

Officer, in the circumstances, the Enquiry Officer could not have raised

presumption that the letters were actually dispatched under registered cover

and served on the petitioner. Charge No.5 that petitioner joined the Saharsa

Branch Office at his sweet will on 1.8.1996 is also not proved as petitioner

through medical prescription of his father could establish that he was

prevented from joining the transferred post on account of the serious illness

of his father and he had informed all concerned about such illness from time

to time and requested them to accommodate him so as to enable him to tide

over the ill health of his father. The Enquiry Officer and the Managing

Director having failed to consider the aforesaid aspect of the matter in the

– 22 –

Enquiry Report dated 20.1.1997, Annexure-7 and the impugned demotion

order dated 28.2.1997, Annexure-9 in the circumstances, there is no

difficulty for this Court to hold that both the Enquiry Report dated

20.1.1997, Annexure-7 and the impugned demotion order dated 28.2.1997,

Annexure-9 suffers from the vice of arbitrariness as the Enquiry Officer and

the Managing Director having not considered the relevant materials, the

Enquiry Report and the Demotion order is fit to be set aside which is,

accordingly, set aside.

17. From perusal of the charge-sheet dated 26.09.1997,

Annexure-2, Enquiry Report dated 28.1.1998, Annexure-D and the

impugned order of compulsory retirement dated 3.4.1998, Annexure-L it is

evident that the ex party Enquiry Report dated 28.01.1998, Annexure-D was

submitted without granting adequate opportunity to the petitioner to file his

show cause in the light of the verbal observation of this Court made on

5.12.1997 during the hearing of Interlocutory Application No. 7153 of 1997

to grant adequate opportunity although the retained lawyer of the

Corporation Sri P.K.Shahi never disputed such fact when opinion was sought

by the Enquiry Officer from him in connection with the request made on

behalf of the petitioner by his lawyer Sri Mithilesh Kumar Pathak under

letter dated 6.12.1997 and 22.12.1997, as is evident from internal page 3 and

4 of the Enquiry Report dated 28.1.1998, Annexure-D. It is further evident

that the Enquiry Report dated 28.1.1998 was submitted without making

available the letter dated 14.8.1997 which is the basis of the memo of charge

either for inspection or by serving a copy thereof to the petitioner so as to

enable him to challenge the authenticity of the contents of the letter dated

14.8.1997 although petitioner had specifically asked the Enquiry officer

– 23 –

under letter dated 15.1.1998 to supply the copy of the document which is

relied upon by the Corporation in support of the contents of the memo of

charge. The letter of the petitioner dated 15.1.1998 is referred to at internal

page 5 of the Enquiry Report dated 28.1.1998. Petitioner having received the

ex parte Enquiry Report from the Managing Director under letter dated

29.1.1998 informed the Managing Director under letter dated 3.3.1998,

Annexure-G that the ex parte Enquiry Report could not be relied upon as the

same has been submitted without giving him the opportunity to either inspect

and peruse the basis of the memo of charge i.e. letter dated 14.8.1997 or by

serving a copy thereof on him, as such, the Enquiry Report cannot be acted

upon unless he is given an opportunity to challenge the authenticity of the

letter dated 14.08.1997 and its contents. He further requested the Managing

Director under letter dated 3.3.1998 to set aside the Enquiry Report and after

serving copy of the letter dated 14.8.1997 to appoint another Enquiry Officer

so as to enable him to challenge the authenticity of the letter dated

14.8.1997. In response to the request of the petitioner contained in letter

dated 3.3.1998, the copy of the letter dated 14.8.1997 was given to the

petitioner under letter dated 9.3.1998 but the Enquiry Report having not been

set aside by the Managing Director petitioner had no opportunity to

challenge the authenticity of the letter dated 14.8.1997. The order of

punishment dated 3.4.1998 having been passed on the basis of the ex parte

Enquiry Report as also the contents of letter dated 14.8.1997 cannot be

sustained as petitioner was not given any opportunity to challenge the

contents of the letter dated 14.8.1997 although he specifically asked the

Enquiry Officer to furnish the same under letter dated 15.1.1998 referred to

in the Enquiry Report itself. The service of the letter dated 14.8.1997 under

– 24 –

letter of the Managing Director dated 9.3.1998 was also of no assistance to

the petitioner as having received the same on 17.03.1998, as would appear

from Annexure-14, he had no opportunity to challenge the contents of the

letter dated 14.8.1997 as finding of the Enquiry Officer under report dated

28.1.1998, Annexure-D stood already recorded against him. It is, thus,

evident that the impugned punishment order suffers from the vice of

arbitrariness as it proceeds on the basis of the ex parte Enquiry Report and

the contents of letter dated 14.8.1997 which the petitioner during the

enquiry had no opportunity to challenge as copy thereof was neither made

available for inspection nor served on the petitioner inspite of his repeated

demand from the Enquiry Officer for inspection and service of the copy of

the letter dated 14.8.1997. Even after the copy of the letter dated 14.8.1997

was served on him under letter of the Managing Director dated 9.3.1998

petitioner had no opportunity to challenge the contents of the letter as finding

against him about the authorship of the letter dated 14.08.1997 stood

recorded against him by the Enquiry Officer under his report dated

28.01.1998, Annexure-D. It is, thus, obvious that petitioner was confronted

with a situation which was fait accompli and had no opportunity to prove his

innocence. In view of my finding above, the punishment order dated

03.04.1998, Annexure-L is set aside.

18. Under order dated 13.1.1998 passed in C.W.J.C.No. 11838 of

1997 this Court directed the counsel appearing for the Corporation to file the

counter affidavit by 19th February, 1998 and thereafter the application be

placed for admission. The counter affidavit was not filed by 19th February,

1998 although ex parte Enquiry Report dated 28.1.1998 stood submitted

against the petitioner. Later, petitioner was compulsorily retired under the

– 25 –

impugned order dated 03.04.1998, Annexure-L. From the order dated

1.12.1998 it appears that the Corporation was allowed last indulgence to file

counter affidavit by 15th December, 1998 which was filed on 15.12.1998

whereafter the writ application was admitted for hearing under orders dated

17.3.1999 and remained pending all these years, meanwhile, petitioner

attained the age of superannuation in the year 2003. In the circumstances,

petitioner cannot be allowed reinstatement in the service of the Corporation

but considering the fact that he is the victim of the wrath of the then

Managing Director and is not alleged to have caused any financial loss to the

Corporation, he is directed to be paid arrears of salary for the period

3.4.1998 till the date he attained the age of superannuation in 2003. He is

also entitled for the arrears of salary for the earlier period during which he

could not join the Saharsa Branch Office on account of illness of his father

and had applied for ordinary leave after allowing the said period as ordinary

leave to him as per the provisions contained in Chapter IV Rule 72 and 73 of

the Bihar State Financial Corporation Staff Regulation, 1965.

 The Patna High Court.                                           (V.N.Sinha,J.)
The 15 day of April, 2010.
P.K.P./A.F.R.